Carol J. Lane
Professional summary
Carol Jean Lane, AIF®, CFP®, who also goes by Carol J Lane, is a registered financial advisor currently at THE FINANCIAL RESOURCE CENTER located in Carmel, Indiana.
Carol is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Carol has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Carol Jean Lane's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1994
Experience
December 16, 2021 - Present
THE FINANCIAL RESOURCE CENTER
Office #1: 9640 Commerce Drive Suite 414, Carmel, IN 46032March 28, 2005 - March 18, 2022
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
February 28, 2005 - March 28, 2005
CAMBRIDGE INVESTMENT RESEARCH, INC.
February 28, 2005 - August 3, 2022
CAMBRIDGE INVESTMENT RESEARCH, INC.
December 8, 1998 - March 2, 2005
G & W EQUITY SALES, INC.
June 16, 1995 - March 2, 2005
G & W EQUITY SALES, INC.
August 2, 1994 - June 15, 1995
GUARDIAN INVESTOR SERVICES LLC
May 9, 1994 - July 5, 1994
TRANSAMERICA FINANCIAL ADVISORS, LLC
Primary Firm SEC Registration
THE FINANCIAL RESOURCE CENTER
CRD#: 316747 / SEC#: 801-122673
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/16/2021)
Exams
Current Firm
THE FINANCIAL RESOURCE CENTER
CRD#: 316747 / SEC#: 801-122673
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 361 |
| AUM (Assets Under Management) | $ 407,168,352 |
Red Flags
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