Neil C. Winterrowd
Professional summary
Neil Copeland Winterrowd was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Neil is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Neil had worked at 6 firms, which includes J.P. TURNER & COMPANY L.L.C., CROWN CAPITAL SECURITIES L.P., CITIGROUP GLOBAL MARKETS INC., SENTRA SECURITIES CORPORATION, AMERICAN GENERAL SECURITIES INCORPORATED, SPELMAN & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 12, 2009 - September 28, 2011
J.P. TURNER & COMPANY, L.L.C.
May 17, 2004 - August 19, 2009
CROWN CAPITAL SECURITIES, L.P.
March 26, 2002 - May 21, 2004
CITIGROUP GLOBAL MARKETS INC.
January 28, 2002 - March 20, 2002
SENTRA SECURITIES CORPORATION
December 22, 1999 - December 31, 2001
SENTRA SECURITIES CORPORATION
January 2, 1997 - January 7, 2000
AMERICAN GENERAL SECURITIES INCORPORATED
June 10, 1994 - December 31, 1996
SPELMAN & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
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