Thomas Beirne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Beirne III, CFP® was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1996. Thomas had worked at 6 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2004
Experience
September 11, 2015 - October 1, 2019
HALSEY ASSOCIATES
March 21, 2008 - October 1, 2015
HALSEY ASSOCIATES INC
October 1, 2007 - March 10, 2008
PEOPLE'S SECURITIES, INC.
May 8, 1998 - October 4, 2005
PEOPLE'S SECURITIES, INC.
July 9, 1997 - April 24, 1998
EDWARD JONES
May 2, 1997 - July 8, 1997
LOCUST STREET SECURITIES, INC.
November 22, 1996 - May 1, 1997
HIMCO DISTRIBUTION SERVICES COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
HALSEY ASSOCIATES
CRD#: 281212 / SEC#: 801-106568
Contact information
Documents
Red Flags
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