Francis M. Hogle
Professional summary
Francis Midland Hogle III, who also goes by Francis M Hogle III, Francis Miland Hogle III, Francis Miland Hogle, is a registered financial advisor currently at BASE MANAGEMENT CO located in Baltimore, Maryland.
Francis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1973. Francis has worked at 3 firms and has passed the Series 65, Series 63, Series 55, Series 15, Series 5, Series 1, Series 53, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Francis Midland Hogle III's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 15, 1990 - Present
BASE MANAGEMENT CO
Office #1: 1107 Kenilworth Drive Suite 302, Baltimore, MD 21204-2186July 1, 1986 - January 3, 2006
THE RIDERWOOD GROUP INCORPORATED
March 1, 1973 - July 16, 1986
THOMSON MCKINNON SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/15/1990)
Exams
Series 55
Date: 3/29/1999
Limited Representative-Equity Trader ExamSeries 15
Date: 1/12/1983
Foreign Currency Options ExaminationSeries 5
Date: 1/19/1982
Interest Rate Options ExaminationSeries 1
Date: 2/27/1973
Registered Representative ExaminationCurrent Firm
BASE MANAGEMENT CO
CRD#: 104600 / SEC#: 801-28328
Contact information
Regulatory assets under management
| Total Number of Accounts | 39 |
| AUM (Assets Under Management) | $ 76,947,920 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/20/2025 | ||
| 02/28/2024 | ||
| 02/03/2023 |
Red Flags
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