Francis Midland Hogle Iii
Professional Summary
Francis Midland Hogle III, who also goes by Francis M Hogle III, Francis Miland Hogle III, Francis Miland Hogle, is a registered financial advisor currently at BASE MANAGEMENT CO located in Baltimore, Maryland. Francis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1973. Francis has worked at 3 firms and has passed the Series 65, Series 63, Series 55, Series 15, Series 5, Series 1, Series 53, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Francis M Hogle Iii, Francis Miland Hogle Iii, Francis Miland Hogle
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
53 years in the financial services industry
Current & Past Employments
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Current Firm
BASE MANAGEMENT CO
Contact Information
Main Address
600 Baltimore Avenue Adams Bldg, Suite 306, Towson, MD 21204Phone Number
(410) 583-4828# of Employees
1Regulatory Assets Under Management
Total Number of Accounts
40AUM (Assets Under Management)
$95,490,250Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/25/2026 | Cover Page | Report |
| 02/20/2025 | Cover Page | Report |
| 02/28/2024 | Cover Page | Report |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/15/1990)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Mar 1999Series 15 — Foreign Currency Options Examination
Passed Jan 1983Series 5 — Interest Rate Options Examination
Passed Jan 1982Series 1 — Registered Representative Examination
Passed Feb 1973Similar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Francis Midland Hogle III's CRS (Customer Relationship Summary).
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