Erik H. Little

BOON INVESTMENT GROUP

Austin, TX 78730

Some features on this profile are disabled

CRD#: 2481473

Professional summary

Erik Hord Little, who also goes by Eric Hord Little, is a registered financial advisor currently at BOON INVESTMENT GROUP, INC. located in Austin, Texas and KESTRA INVESTMENT SERVICES, LLC located in Austin, Texas.

Erik is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Erik has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Eric Hord Little

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Business Name: The Boon Group Investment Related: Yes Address: 6300 Bridgepoint Parkway Austin TX 78730 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: I work in the retirement division - which provides administrative support related to qualified retirement plans Start Date: 1/25/2017 Hours per month: 81% - 90% (129 - 144 hours) Hours per month during trading hours: 81% - 90% (113 - 126 hours) Duties: Supervise two administrative people that help clients monitor the ERISA compliance schedule and provide admin support required to run the plan

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Hord Little's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 17, 2023 - Present

BOON INVESTMENT GROUP, INC.

Office #1: 6300 Bridgepoint Pkwy Bldg 3 - Suite 200, Austin, TX 78730

RIA

CRD#: 150102

Austin, TX

Current

August 14, 2015 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 6300 Bridgepoint Pkwy Building 3 Ste 200, Austin, TX 78730

CRD#: 42046

Austin, TX

Past

August 14, 2015 - October 20, 2015

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

AUSTIN, TX

Past

October 21, 2009 - December 31, 2022

BOON INVESTMENT GROUP, INC.

RIA

CRD#: 150102

AUSTIN, TX

Past

September 8, 2009 - September 30, 2014

RESOURCE HORIZONS GROUP LLC

CRD#: 104368

AUSTIN, TX

Past

July 14, 2008 - September 10, 2009

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

AUSTIN, TX

Past

July 10, 2008 - September 10, 2009

PRINCIPAL SECURITIES, INC.

CRD#: 1137

AUSTIN, TX

Past

December 3, 2007 - March 11, 2008

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

SAN ANTONIO, TX

Past

November 12, 2007 - February 12, 2008

ASPECT WEALTH MANAGEMENT

RIA

CRD#: 135860

SAN ANTONIO, TX

Past

July 24, 2007 - March 11, 2008

CETERA WEALTH SERVICES, LLC

CRD#: 13572

SAN ANTONIO, TX

Past

February 1, 2003 - July 2, 2007

TRANSAMERICA INVESTORS SECURITIES, LLC

CRD#: 32205

AUSTIN, TX

Past

May 1, 2001 - February 1, 2003

TRANSAMERICA SECURITIES SALES CORPORATION

CRD#: 17970

LOS ANGELES, CA

Past

February 14, 1995 - August 25, 1995

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

Past

April 28, 1994 - September 30, 1994

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BOON INVESTMENT GROUP, INC.

BOON INVESTMENT GROUP | BOON INVESTMENT GROUP, INC.

CRD#: 150102 / SEC#: 801-129773

RIA

Registered Investment Advisory firm - (3/27/2024 Approved)

North Carolina

Registered Investment Advisory firm - (12/31/2022 Failure to Renew)

Tennessee

Registered Investment Advisory firm - (4/30/2020 Terminated)

Texas

Registered Investment Advisory firm - (2/17/2023 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(5/24/2023)

California
(8/14/2015)

Colorado
(8/14/2015)

Florida
(8/14/2015)

Georgia
(8/14/2015)

Hawaii
(8/14/2015)

Louisiana
(9/30/2022)

Maryland
(1/10/2024)

Michigan
(7/7/2023)

Minnesota
(8/14/2015)

New Jersey
(8/14/2015)

New York
(2/25/2016)

Pennsylvania
(5/26/2016)

Tennessee
(6/14/2024)

Texas
(8/14/2015)

IAR

Texas
(2/17/2023)

Utah
(9/30/2022)

Virginia
(10/31/2024)

Washington
(2/22/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/7/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/16/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/30/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/19/1994

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

BOON INVESTMENT GROUP, INC.

BOON INVESTMENT GROUP | BOON INVESTMENT GROUP, INC.

CRD#: 150102 / SEC#: 801-129773

RIA

Registered Investment Advisory firm - (3/27/2024 Approved)

North Carolina

Registered Investment Advisory firm - (12/31/2022 Failure to Renew)

Tennessee

Registered Investment Advisory firm - (4/30/2020 Terminated)

Texas

Registered Investment Advisory firm - (2/17/2023 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

6300 Bridgepoint Pkwy Bldg 3 - Suite 200, Austin, TX 78730

Mailing Address

Phone number

(512) 339-4441

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

BIG PART 2A 2B OF FORM ADV MARCH 2024 BROCHURE & SUPPLEMENT (3/13/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Steven Gallegos

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Austin, TX

Eric Pomerantz

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Austin, TX

Jeffrey Weeks

ATX PORTFOLIO ADVISORS, LLC

IAR

Austin, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Erik H. Little

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Hord Little's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

BOON INVESTMENT GROUP, INC.

RESOURCE HORIZONS GROUP LLC

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

CETERA WEALTH SERVICES, LLC

ASPECT WEALTH MANAGEMENT

CETERA WEALTH SERVICES, LLC

TRANSAMERICA INVESTORS SECURITIES, LLC

TRANSAMERICA SECURITIES SALES CORPORATION

ALEX. BROWN & SONS INCORPORATED

SUNAMERICA SECURITIES, INC.

Primary Firm SEC Registration

BOON INVESTMENT GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/7/2007

Series 63

Date: 7/16/2001

SIE

Date: 10/1/2018

Series 7

Date: 4/30/2001

Series 6

Date: 4/19/1994

FINRA

Current Firm

BOON INVESTMENT GROUP, INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

BOON INVESTMENT GROUP, INC.

TRUST BUT VERIFY

Similar Advisors