Lynn A. Sickafoose
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lynn Arthur Sickafoose was a registered financial professional .
Lynn is a previously registered financial professional and started their career in finance in 1994. Lynn had worked at 7 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 2012 - March 24, 2016
HARBINGER ASSET MANAGEMENT, LLC
May 25, 2010 - November 18, 2011
MONTICELLO INVESTMENT SERVICES, INC.
January 9, 2009 - July 22, 2009
ENVISION INVESTMENT ADVISORS, LLC
June 2, 2008 - December 31, 2008
ENVISION INVESTMENT ADVISORS, LLC
July 18, 2001 - June 3, 2004
USALLIANZ SECURITIES, INC.
November 2, 1998 - January 30, 2001
SII INVESTMENTS, INC.
August 1, 1995 - November 10, 1998
VOYA FINANCIAL ADVISORS, INC.
May 18, 1994 - August 1, 1995
RELIASTAR FINANCIAL MARKETING CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HARBINGER ASSET MANAGEMENT, LLC
CRD#: 146811 / SEC#: 801-69393
Contact information
Red Flags
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