Mark D. Turner
Professional summary
Mark David Turner, who also goes by Mark D Turner, is a registered financial advisor currently at WMS FINANCIAL SERVICES located in Anaheim, California.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Mark has worked at 14 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark David Turner's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 8, 2018 - Present
WMS FINANCIAL SERVICES
Office #1: 8820 E. Foxhollow Drive, Anaheim, CA 92808June 20, 2016 - June 25, 2018
GLOBAL INVESTMENT SOLUTIONS, LLC
August 14, 2012 - August 29, 2016
R . E. DECKER AND ASSOCIATES, LLC
January 4, 2012 - January 23, 2012
REDHAWK WEALTH ADVISORS, INC.
November 18, 2009 - August 25, 2011
CAPWEST SECURITIES, INC.
November 17, 2009 - August 25, 2011
CAPWEST SECURITIES, INC.
September 23, 2008 - November 12, 2009
WORKMAN SECURITIES CORPORATION
September 12, 2008 - November 12, 2009
WORKMAN SECURITIES CORPORATION
February 2, 2007 - September 16, 2008
CAPWEST SECURITIES, INC.
February 2, 2007 - September 16, 2008
CAPWEST SECURITIES, INC.
September 20, 2004 - February 5, 2007
UNITED SECURITIES ALLIANCE, INC.
September 20, 2004 - February 5, 2007
UNITED SECURITIES ALLIANCE, INC.
April 5, 2002 - September 21, 2004
WALL STREET FINANCIAL GROUP, INC.
April 3, 2002 - September 21, 2004
WALL STREET FINANCIAL GROUP, INC.
May 23, 2001 - April 9, 2002
INVESTORS CAPITAL CORP.
March 6, 2001 - May 29, 2001
FFP SECURITIES, INC.
February 26, 2001 - March 2, 2001
BROOKSTREET SECURITIES CORPORATION
October 21, 1996 - February 27, 2001
FFP SECURITIES, INC.
September 20, 1995 - October 30, 1996
TRANSAMERICA FINANCIAL ADVISORS, LLC
February 17, 1995 - August 22, 1995
CORPORATE BENEFIT SECURITIES, INC.
October 11, 1994 - February 9, 1995
WMA SECURITIES, INC.
May 12, 1994 - September 22, 1994
TRANSAMERICA FINANCIAL ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/8/2018)
Exams
Current Firm
WMS FINANCIAL SERVICES
CRD#: 291291 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 36 |
| AUM (Assets Under Management) | $ 5,383,421 |
Red Flags
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