Alexander M. Hogg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander Mcclurg Hogg, who also goes by Alexander Mc Clurg Hogg, was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 1970. Alexander had worked at 10 firms and has passed the Series 63, Series 6 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 1996 - December 13, 1996
STUART STONE & CO., LLC
October 5, 1995 - January 17, 1996
BUTTONWOOD SECURITIES, INC.
September 30, 1993 - September 25, 1995
VANGUARD EQUITIES, INC.
October 15, 1992 - January 7, 1993
HIMCO DISTRIBUTION SERVICES COMPANY
May 18, 1989 - November 28, 1989
JONATHAN ALAN & CO., INC.
January 28, 1985 - March 9, 1990
UNDERHILL ASSOCIATES, INCORPORATED
October 6, 1980 - December 13, 1982
FIRST HOUSTONIAN SECURITIES, INC.
June 19, 1972 - August 13, 1973
INEXCO SECURITIES COMPANY
November 5, 1971 - June 17, 1972
THE ABERCROMBIE COMPANY
March 12, 1970 - March 22, 1971
CHARTER STREET CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/22/1980
Registered Representative ExaminationCurrent Firm
STUART STONE & CO., LLC
CRD#: 18190 / SEC#: , 8-36229
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GRASSO, GREGORY SHELLEY | OPERATING MANAGER & TREASURER | 811986 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
