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Douglas J. Brenneman

BRENNEMAN INVESTMENT ADVISER
Centerbrook, CT
Some features on this profile are disabled
CRD#: 2481279
DB

Professional summary


Douglas Jay Brenneman, who also goes by Doug Brenneman, is a registered financial advisor currently at BRENNEMAN INVESTMENT ADVISER, LLC located in Centerbrook, Connecticut.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Douglas has worked at 3 firms and has passed the Series 63, Series 6 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Doug Brenneman

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Douglas Jay Brenneman's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 1, 2004 - Present

BRENNEMAN INVESTMENT ADVISER, LLC

RIA
CRD#: 132319
Centerbrook, CT
Past

September 9, 1997 - August 4, 2004

FIDELITY DISTRIBUTORS COMPANY LLC

BD
CRD#: 17507
SMITHFIELD, RI
Past

June 20, 1994 - August 25, 1994

CHATFIELD DEAN & CO., INC.

BD
CRD#: 14714
GREENWOOD VILLAGE, CO

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(10/1/2004)

Exams


State Security Law Exam
RR
Series 63
Date: 9/18/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


BI
BRENNEMAN INVESTMENT ADVISER, LLC
BRENNEMAN INVESTMENT ADVISER, LLC

CRD#: 132319 / SEC#:

Connecticut
Registered Investment Advisory firm - (10/1/2004 Approved)
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Contact information


Main Address
Centerbrook, CT
Mailing Address
Po Box 32, Centerbrook, CT 06409
Phone number
(860) 510-3012
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts83
AUM (Assets Under Management)$ 12,332,866

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BRENNEMAN INVESTMENT ADVISER, LLC

CRD#: 132319Centerbrook, CT

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