Theresa A. Bramlage
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Theresa Ann Bramlage, who also goes by Theresa Ann Chittum, Theresa Chittum, Theresa Ann Underwood, was a registered financial professional .
Theresa is a previously registered financial professional and started their career in finance in 1994. Theresa had worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2013 - March 24, 2014
KEATING FINANCIAL ADVISORY SERVICES
May 4, 2012 - March 5, 2014
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
May 2, 2012 - March 5, 2014
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 13, 2008 - May 10, 2010
CETERA INVESTMENT SERVICES LLC
February 13, 2008 - May 10, 2010
CETERA INVESTMENT SERVICES LLC
May 26, 2004 - March 9, 2006
MOMENTUM INDEPENDENT NETWORK INC.
May 26, 2004 - March 9, 2006
MOMENTUM INDEPENDENT NETWORK INC.
January 2, 2001 - June 2, 2004
CHAPMAN SECURITIES, INC.
December 8, 2000 - June 2, 2004
CHAPMAN SECURITIES, INC.
January 4, 1999 - December 8, 2000
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 13, 1995 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
April 27, 1994 - November 2, 1994
COMMERCE BROKERAGE SERVICES, INC.
Primary Firm SEC Registration
KEATING FINANCIAL ADVISORY SERVICES
CRD#: 142772 / SEC#: 801-126770
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KEATING FINANCIAL ADVISORY SERVICES
CRD#: 142772 / SEC#: 801-126770
Contact information
SEC notice filing (32 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 250 |
| AUM (Assets Under Management) | $ 330,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
