Yehuda Belsky
Professional summary
Yehuda Belsky was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Yehuda is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Yehuda had worked at 1 firm, which includes PRIME CHARTER LTD..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 1994 - March 14, 1995
PRIME CHARTER LTD.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRIME CHARTER LTD.
CRD#: 25668 / SEC#: , 8-41900
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GRAND CHARTER GROUP | SOLE SHAREHOLDER | |
| FYFE, DAVID WILLIAM | CROP, SROP | 1379498 |
| GIANNI, JAMES A | DIRECTOR OF COMPLIANCE | 3215697 |
| HAUSER, MARK ALLAN | GSP, ROP, MUNI PRINCIPAL | 1545167 |
| MOFSHIN, HOWARD JONATHAN | GSP | 2416504 |
| RONDA, MARK WILLIAM | DIRECTOR, SECRETARY, VICE CHAIR, PRESIDENT, MANAGING DIRECTOR, TREAURE | |
| SADICARIO, STEVEN LAWRENCE | BRANCH MANAGER, CROP | 1227073 |
| SANCHEZ, LUIS ALEXANDER | GSP | |
| SCHWARTZ, STEPHEN FRANK | C.O.O., C.R.O., DIRECTOR, PRESIDENT, CHARIMAN | 844549 |
| SHATZKAMER, LARRY | GSP | |
| SILVERMAN, MICHAEL HAL | GSP, ROP, MUNI PRINCIPAL | |
| STOLTZ, MARC HAROLD | FINOP | 1008943 |
| WHELAN, STEVEN PATRICK | GSP |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 5 |
Red Flags
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