Keri R. Kutakoff

FOUNTAINHEAD AM

Warren, NJ 07059

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CRD#: 2481125

Professional summary

Keri Robyn Kutakoff, who also goes by Keri Robyn Fenster, is a registered financial advisor currently at FOUNTAINHEAD AM, LLC located in Warren, New Jersey and CHELSEA FINANCIAL SERVICES located in Staten Island, New York.

Keri is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Keri has worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Keri Robyn Fenster

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) TOWER MOUNTAIN LLC | INVESTMENT RELATED: NO | ADDRESS: 53 TOWER MOUNTAIN DRIVE BERNARDSVILLE, NJ 07924 | NATURE OF ACTIVITY: REAL ESTATE INVESTMENT | POSITION HELD: PROPRIETOR/OWNER/LLC | START DATE: 1/31/2020 | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: LLC ESTABLISHED TO FUND REAL ESTATE TRANSACTION. 2) WOMEN'S FINANCIAL SERVICES ORGANIZATION | INVESTMENT RELATED: NO | ADDRESS: 110 FIELDCREST AVENUE EDISON, NJ 08837 | NATURE OF ACTIVITY: NETWORKING GROUP | POSITION HELD: PRESIDENT| START DATE: | 1/30/2020 | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: ORGANIZE 9 EVENTS PER YEAR FOR CHAPTER, PROMOTE MEMBERSHIP AMONGST FINANCIAL SERVICES PROFESSIONALS AND AFFILIATED INDUSTRIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keri Robyn Kutakoff's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 4, 2022 - Present

FOUNTAINHEAD AM, LLC

Office #1: 10 Independence Blvd, Warren, NJ 07059

RIA

CRD#: 289000

Warren, NJ

Current

September 23, 2024 - Present

CHELSEA FINANCIAL SERVICES

Office #1: 242 Main Street, Staten Island, NY 10307

CRD#: 47770

Staten Island, NY

Past

October 1, 2018 - March 25, 2022

HORNOR, TOWNSEND & KENT, LLC

RIA

CRD#: 4031

EDISON, NJ

Past

May 24, 2016 - March 25, 2022

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

EDISON, NJ

Past

August 26, 2003 - February 22, 2005

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

April 1, 2003 - August 20, 2003

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

April 13, 1995 - April 8, 2003

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOUNTAINHEAD AM, LLC

CRD#: 289000 / SEC#: 801-110874

RIA

Registered Investment Advisory firm - (7/21/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/18/2024)

Connecticut
(10/18/2024)

Florida
(10/22/2024)

Hawaii
(10/23/2024)

Michigan
(10/21/2024)

IAR

New Jersey
(5/4/2022)

New Jersey
(9/25/2024)

New York
(10/17/2024)

Ohio
(10/18/2024)

Oregon
(10/24/2024)

Washington
(10/17/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 10/17/2024

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/12/2018

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/24/2016

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/16/2018

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FOUNTAINHEAD AM, LLC

CRD#: 289000 / SEC#: 801-110874

RIA

Registered Investment Advisory firm - (7/21/2017 Approved)

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Contact information

Main Address

10 Independence Blvd, Warren, NJ 07059

Mailing Address

Phone number

(732) 346-1900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

FOUNTAINHEAD AM ADV PART 2A MARCH 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	3,471
AUM (Assets Under Management)	$ 964,522,357

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Keri R. Kutakoff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keri Robyn Kutakoff's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHELSEA FINANCIAL SERVICES

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

J.P. MORGAN SECURITIES LLC

OPPENHEIMER & CO. INC.

CIBC WORLD MARKETS CORP.

Primary Firm SEC Registration

FOUNTAINHEAD AM, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/17/2024

Series 65

Date: 1/12/2018

SIE

Date: 10/1/2018

Series 7

Date: 5/24/2016

Series 24

Date: 10/16/2018

FINRA

Current Firm

FOUNTAINHEAD AM, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FOUNTAINHEAD AM, LLC

TRUST BUT VERIFY

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