Theresa L. Fischer
Professional summary
Theresa L Fischer, who also goes by Theresa Lee Fischer, Theresa Fischer, is a registered financial professional currently at ABN AMRO CLEARING USA LLC located in Chicago, Illinois.
Theresa is registered as a RR (Registered Representative) and started their career in finance in 2014. Theresa has worked at 2 firms and has passed the SIE, Series 99 and Series 3 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Theresa L Fischer's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 12, 2017 - Present
ABN AMRO CLEARING USA LLC
Office #1: 175 West Jackson Blvd Ste 2050, Chicago, IL 60604April 9, 2014 - March 27, 2017
NATWEST MARKETS SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
ABN AMRO CLEARING USA LLC
CRD#: 14020 / SEC#: , 8-34354
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ABN AMRO CLEARING HOLDINGS USA LLC | SHAREHOLDER | |
| ARNOLD, JEFFREY WAYNE | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 2204052 |
| BREAULT, RONALD CLIFFORD | NY BRANCH OFFICE MANAGER | 2253143 |
| BREAULT, RONALD CLIFFORD | CHIEF COMMERCIAL OFFICER | 2253143 |
| DELHEIMER, MICHAEL FRANCIS | VP FINANCE, FINOP, PRINCIPAL FINANCIAL OFFICER | 5567195 |
| DUINSTRA, BOUDEWIJN | CHIEF EXECUTIVE OFFICER | 5504066 |
| ENGELBERTS, PAULINE MATHILDE | DIRECTOR, BOARD MEMBER | 7350692 |
| GILMORE, KEVIN MICHAEL | PRINCIPAL OPERATIONS OFFICER | 3150898 |
| ONEILL, YULIA V | CHICAGO BRANCH OFFICE MANAGER, ROP | 6313470 |
| SCHELLENS, RUTGER VINCENT CONSTANTIJN | DIRECTOR | 6268503 |
| TAYLOR, TIMOTHY JAMES | PRINCIPAL OPERATIONS OFFICER | 1640795 |
| TYRICHTROVA, MONIKA ALEXANDRA | CHIEF COMPLIANCE OFFICER | 4487708 |
Disclosures
| Regulatory Event | 82 |
| Civil Event | 1 |
Red Flags
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