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Adam Harrington Ruckdeschel

CRD# 2481064·Registered 1994 - 2005
Barred: Adam Harrington Ruckdeschel was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Adam Harrington Ruckdeschel, who also goes by Harrington Adam, Adam Harrington, was a registered financial advisor. Adam was a previously registered financial professional and started their career in finance 1994 - 2005. Adam had worked at 7 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Harrington Adam, Adam Harrington

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

GRANTA CAPITAL GROUP LLC·CRD# 114657
BD
New York, NY
August 16, 2002 - September 30, 2005
THE THORNWATER COMPANY, L.P.·CRD# 36195
BD
New York, NY
February 8, 2000 - August 21, 2002
ROAN CAPITAL PARTNERS L.P.·CRD# 33063
BD
New York, NY
November 20, 1995 - April 23, 1999
JOSEPHTHAL & CO., INC.·CRD# 3227
BD
New York, NY
September 27, 1994 - November 22, 1995
D. BLECH & COMPANY, INCORPORATED·CRD# 26063
BD
New York, NY
August 17, 1994 - October 26, 1994
MAIDSTONE FINANCIAL, INC.·CRD# 31804
BD
New York, NY
June 1, 1994 - August 17, 1994
PARAGON CAPITAL MARKETS, INC.·CRD# 18555
BD
East Hanover, NJ
April 27, 1994 - June 6, 1994

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Current Firm

GC
GRANTA CAPITAL GROUP LLC

GRANTA CAPITAL GROUP LLC | SKY CAPITAL LLC

CRD#: 114657 / SEC#: 8-53430
BD
Terminated by SEC on 04/06/2009

Contact Information

Established

New York since 06/07/2001

Firm Type

Limited Liability Company

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
SKY CAPITAL HOLDINGS LTD.HOLDING COMPANY—
BOLOGNA, STEPHEN JOHNHEAD EQUITIES TRADER2571478
DUFFY, FRANCIS THOMASSROP/CROP/FINOP/CHIEF FINANCIAL OFFICER500206
GOSS, ROBERT LEWISCHIEF COMPLIANCE OFFICER226258
SHEA, STEPHEN WILLIAMCHIEF OPERATING OFFICER2884781
SHEA, STEPHEN WILLIAMACTING INTERIM PRESIDENT2884781

Disclosures

Regulatory Event

3

Arbitration

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1994About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Apr 1994About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 2002About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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