Adam H. Ruckdeschel
Professional summary
Adam Harrington Ruckdeschel was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Adam is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Adam had worked at 7 firms, which includes GRANTA CAPITAL GROUP LLC, THE THORNWATER COMPANY L.P., ROAN CAPITAL PARTNERS L.P., JOSEPHTHAL & CO. INC., D. BLECH & COMPANY INCORPORATED, MAIDSTONE FINANCIAL INC., PARAGON CAPITAL MARKETS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2002 - September 30, 2005
GRANTA CAPITAL GROUP LLC
February 8, 2000 - August 21, 2002
THE THORNWATER COMPANY, L.P.
November 20, 1995 - April 23, 1999
ROAN CAPITAL PARTNERS L.P.
September 27, 1994 - November 22, 1995
JOSEPHTHAL & CO., INC.
August 17, 1994 - October 26, 1994
D. BLECH & COMPANY, INCORPORATED
June 1, 1994 - August 17, 1994
MAIDSTONE FINANCIAL, INC.
April 27, 1994 - June 6, 1994
PARAGON CAPITAL MARKETS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GRANTA CAPITAL GROUP LLC
CRD#: 114657 / SEC#: , 8-53430
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SKY CAPITAL HOLDINGS LTD. | HOLDING COMPANY | |
| BOLOGNA, STEPHEN JOHN | HEAD EQUITIES TRADER | 2571478 |
| DUFFY, FRANCIS THOMAS | SROP/CROP/FINOP/CHIEF FINANCIAL OFFICER | 500206 |
| GOSS, ROBERT LEWIS | CHIEF COMPLIANCE OFFICER | 226258 |
| SHEA, STEPHEN WILLIAM | CHIEF OPERATING OFFICER | 2884781 |
| SHEA, STEPHEN WILLIAM | ACTING INTERIM PRESIDENT | 2884781 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
Red Flags
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