Anthony Pace
Professional summary
Anthony Pace is a registered financial professional currently at SPARTAN CAPITAL SECURITIES, LLC located in New York, New York.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 1994. Anthony has worked at 12 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony Pace's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 10, 2023 - Present
SPARTAN CAPITAL SECURITIES, LLC
Office #1: 45 Broadway 19th Floor, New York, NY 10006September 15, 2021 - February 11, 2022
VCS VENTURE SECURITIES
May 23, 2018 - May 29, 2018
WINDSOR STREET CAPITAL, LP
May 21, 2018 - April 27, 2023
JOSEPH STONE CAPITAL L.L.C.
October 28, 2015 - May 14, 2018
WINDSOR STREET CAPITAL, LP
March 26, 2015 - October 23, 2015
ALEXANDER CAPITAL, L.P.
September 17, 2010 - April 13, 2015
GLOBAL ARENA CAPITAL CORP
May 4, 2009 - September 20, 2010
VFINANCE INVESTMENTS, INC
July 7, 2005 - May 4, 2009
J.P. TURNER & COMPANY, L.L.C.
March 7, 2005 - August 10, 2005
LAMPERT CAPITAL MARKETS INC.
June 25, 2001 - March 23, 2005
LH ROSS & COMPANY, INC.
August 31, 1998 - June 27, 2001
FAS WEALTH MANAGEMENT SERVICES, INC.
July 18, 1994 - August 31, 1998
BILTMORE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/10/2023)
(4/11/2023)
(9/24/2025)
(4/10/2023)
(4/10/2023)
(3/26/2025)
(6/20/2023)
(4/11/2023)
(5/11/2023)
(4/10/2023)
(4/28/2023)
(4/10/2023)
(4/25/2023)
(4/10/2023)
(4/10/2023)
(4/27/2023)
(4/10/2023)
(4/11/2023)
(5/2/2023)
(4/10/2023)
(4/12/2023)
(4/10/2023)
(4/11/2023)
(4/25/2023)
(4/28/2023)
(4/10/2023)
(4/15/2024)
Exams
FINRA
Nasdaq Stock Market
Current Firm
SPARTAN CAPITAL SECURITIES, LLC
CRD#: 146251 / SEC#: , 8-67801
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SPARTAN CAPITAL HOLDINGS, LLC | OWNER | |
| BASIS, THEOLOGOS STAVROS | CHIEF COMPLIANCE OFFICER / AML OFFICER | 2574740 |
| DACOSTA, MAURICE MICHAEL | CFO / FINOP | 5500926 |
| HEILPERN, GERALD MARTIN | MUNICIPAL SECURITIES PRINCIPAL | 241803 |
| LOWRY, JOHN DENNIS | CEO/MANAGING MEMBER | 4336146 |
| MONCHIK, KIM MARIE | CAO | |
| SNOOZY, MARK JAMES | ROSFP | 2822325 |
Disclosures
| Regulatory Event | 8 |
| Civil Event | 1 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
