Antonio T. Bosco
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Antonio T Bosco, who also goes by Antonio Bosco, was a registered financial professional .
Antonio is a previously registered financial professional and started their career in finance in 1994. Antonio had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 2000 - September 10, 2001
PRESTIGE FINANCIAL CENTER, INC.
September 21, 1999 - June 13, 2000
CAMBRIDGE CAPITAL, LLC
August 13, 1997 - September 20, 1999
TASIN & COMPANY, INC.
November 30, 1995 - July 1, 1997
H G I
June 8, 1995 - November 21, 1995
GRUNTAL & CO., L.L.C.
September 13, 1994 - May 12, 1995
H G I
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRESTIGE FINANCIAL CENTER, INC.
CRD#: 30407 / SEC#: , 8-44919
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KT PRESTIGE, LLC | OWNER | |
| KIRSHBAUM, LAWRENCE GARY | PRESIDENT/CHIEF FINANCIAL OFFICER/FINOP/CCO | 270856 |
Disclosures
| Regulatory Event | 10 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
