William F. Balint

TRUSTMONT ADVISORY GROUP

WEST SPRINGFIELD, MA 01089

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CRD#: 2480303

Professional summary

William Francis Balint JR, who also goes by Bill Balint Jr, William Francis Balint Jr, William Francis Jr Balint, is a registered financial advisor currently at TRUSTMONT ADVISORY GROUP, INC. located in West Springfield, Massachusetts and TRUSTMONT FINANCIAL GROUP, INC. located in West Springfield, Massachusetts.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. William has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bill Balint Jr | William Francis Balint Jr | William Francis Jr Balint

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Balint Financial Services. Not investment related. Start date: 05-30-2018 . Address: 103 Myron Street Suite G. West Springfield MA, 01089. Title: President. Duties: Provide life insurance, disability insurance and long term care options with fixed annuity. 25 HPM

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Francis Balint JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 5, 2025 - Present

TRUSTMONT ADVISORY GROUP, INC.

Office #1: 103 Myron St Suite G, West Springfield, MA 01089

RIA

CRD#: 106015

WEST SPRINGFIELD, MA

Current

April 10, 2025 - Present

TRUSTMONT FINANCIAL GROUP, INC.

Office #1: 103 Myron St Suite G, West Springfield, MA 01089

CRD#: 18312

WEST SPRINGFIELD, MA

Past

November 8, 2024 - April 4, 2025

VANDERBILT SECURITIES, LLC

CRD#: 5953

WOODBURY, NY

Past

September 1, 2023 - November 13, 2024

OSAIC WEALTH, INC.

RIA

CRD#: 23131

WEST SPRINGFIELD, MA

Past

September 1, 2023 - November 13, 2024

OSAIC WEALTH, INC.

CRD#: 23131

WEST SPRINGFIELD, MA

Past

March 7, 2018 - September 1, 2023

OSAIC SERVICES, INC.

RIA

CRD#: 133763

WEST SPRINGFIELD, MA

Past

February 26, 2018 - September 1, 2023

OSAIC SERVICES, INC.

CRD#: 133763

WEST SPRINGFIELD, MA

Past

November 1, 2000 - October 17, 2017

MML INVESTORS SERVICES, LLC

CRD#: 10409

HOLYOKE, MA

Past

August 15, 1994 - October 11, 2000

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUSTMONT ADVISORY GROUP, INC.

CRD#: 106015 / SEC#: 801-30694

RIA

Registered Investment Advisory firm - (11/27/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(5/30/2025)

Massachusetts
(4/30/2025)

IAR

Massachusetts
(9/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/5/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/8/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 8/12/1994

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

TRUSTMONT ADVISORY GROUP, INC.

CRD#: 106015 / SEC#: 801-30694

RIA

Registered Investment Advisory firm - (11/27/1987 Approved)

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Contact information

Main Address

Scenic Drive Professional Center 200 Brush Run Road, Suite A, Greensburg, PA 15601

Mailing Address

Phone number

(724) 468-5665

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A 03-2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	5,387
AUM (Assets Under Management)	$ 1,126,006,619

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William F. Balint

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Francis Balint JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUSTMONT FINANCIAL GROUP, INC.

VANDERBILT SECURITIES, LLC

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

MML INVESTORS SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

TRUSTMONT ADVISORY GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/5/2007

Series 63

Date: 1/8/2001

SIE

Date: 10/1/2018

Series 6

Date: 8/12/1994

FINRA

Current Firm

TRUSTMONT ADVISORY GROUP, INC.

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRUSTMONT ADVISORY GROUP, INC.

TRUST BUT VERIFY

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