Eric D. Raether

CANOPY WEALTH MANAGEMENT | Wealth Advisor

Middleton, WI 53562

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CRD#: 2480237

Professional summary

Eric David Raether, CFP® is a registered financial advisor currently at CANOPY WEALTH MANAGEMENT located in Middleton, Wisconsin.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Eric has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

What are your service offerings?

Trust & estate planning

Trading individual securities

Philanthropic services

Financial planning

Retirement planning

What is your current number of clients?

Greater than 100

What is your minimum asset requirement?

500K

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Semper Fidelis, Investment related, 6418 Wydown Cir Madison WI 53562, Board member, Start 10/2015, 0-5 hours/month, Vote on board resolutions and authorized to trade in organizations brokerage account.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric David Raether's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

August 15, 2018 - Present

CANOPY WEALTH MANAGEMENT

Office #1: 8215 Greenway Boulevard Suite 540, Middleton, WI 53562

RIA

CRD#: 297717

Middleton, WI

Past

May 19, 2003 - April 30, 2007

NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY

RIA

CRD#: 109729

MILWAUKEE, WI

Past

May 9, 2002 - August 15, 2018

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

Middleton, WI

Past

June 20, 1994 - January 1, 2002

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

June 20, 1994 - August 15, 2018

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

Middleton, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CANOPY WEALTH MANAGEMENT

CANOPY WEALTH MANAGEMENT | ERN FINANCIAL, LLC

CRD#: 297717 / SEC#: 801-113774

RIA

Registered Investment Advisory firm - (8/2/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(8/20/2018)

IAR

Texas
(8/15/2018)

IAR

Wisconsin
(8/15/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/9/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/10/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/15/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/30/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/10/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CANOPY WEALTH MANAGEMENT

CANOPY WEALTH MANAGEMENT | ERN FINANCIAL, LLC

CRD#: 297717 / SEC#: 801-113774

RIA

Registered Investment Advisory firm - (8/2/2018 Approved)

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Contact information

Main Address

8215 Greenway Boulevard Suite 540, Middleton, WI 53562

Mailing Address

Phone number

(608) 662-9018

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ERN FINANCIAL LLC D/B/A CANOPY WEALTH MANAGEMENT FORM ADV PART 2A BROCHURE (6/3/2025)

Regulatory assets under management

Total Number of Accounts	4,059
AUM (Assets Under Management)	$ 1,474,786,629

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
10/28/2024	Cover Page	Report
01/26/2024	Cover Page	Report
01/03/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Eric D. Raether

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric David Raether's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

CANOPY WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 5/9/2002

Series 63

Date: 6/10/1994

SIE

Date: 8/15/2018

Series 7

Date: 3/30/2005

Series 6

Date: 6/10/1994

Current Firm

CANOPY WEALTH MANAGEMENT

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CANOPY WEALTH MANAGEMENT

TRUST BUT VERIFY

Contact information

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