Robert S. Brown

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CRD#: 2480229

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert S Brown, who also goes by Robert Steven Brown, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1994. Robert had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Robert Steven Brown

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 31, 2019 - January 4, 2021

IPI WEALTH MANAGEMENT, INC.

RIA

CRD#: 111872

Evanston, IL

Past

October 31, 2019 - January 4, 2021

INVESTMENT PLANNERS, INC.

CRD#: 18557

Evanston, IL

Past

February 14, 2018 - November 1, 2019

CALTON & ASSOCIATES, INC.

RIA

CRD#: 20999

Evanston, IL

Past

February 14, 2018 - November 1, 2019

CALTON & ASSOCIATES, INC.

CRD#: 20999

TAMPA, FL

Past

May 16, 2012 - March 21, 2018

HARVEST INVESTMENT SERVICES, LLC

RIA

CRD#: 159390

OAKBROOK TERRACE, IL

Past

March 3, 2000 - March 6, 2018

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

EVANSTON, IL

Past

September 1, 1999 - March 6, 2018

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

EVANSTON, IL

Past

May 16, 1998 - September 8, 1999

THE CONCORD EQUITY GROUP, LLC

CRD#: 14569

ISELIN, NJ

Past

April 7, 1998 - August 12, 1998

EMISSARY FINANCIAL GROUP, INC.

CRD#: 44568

MENTOR, OH

Past

May 23, 1994 - March 17, 1998

MONEY CONCEPTS CAPITAL CORP

CRD#: 12963

PALM BEACH GARDENS, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IPI WEALTH MANAGEMENT, INC.

CRD#: 111872 / SEC#: 801-56878

RIA

Registered Investment Advisory firm - (11/1/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/30/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/10/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/20/1994

General Securities Representative Examination

Current Firm

IPI WEALTH MANAGEMENT, INC.

CRD#: 111872 / SEC#: 801-56878

RIA

Registered Investment Advisory firm - (11/1/1999 Approved)

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Contact information

Main Address

226 W. Eldorado, Decatur, IL 62522

Mailing Address

P.o. Box 170, Decatur, IL 62525-0170

Phone number

(217) 425-6340

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (47 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IPI WEALTH MANAGEMENT ADV2A (6/9/2025)

Regulatory assets under management

Total Number of Accounts	10,743
AUM (Assets Under Management)	$ 2,248,994,441

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert S. Brown

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

INVESTMENT PLANNERS, INC.

CALTON & ASSOCIATES, INC.

CALTON & ASSOCIATES, INC.

HARVEST INVESTMENT SERVICES, LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

THE CONCORD EQUITY GROUP, LLC

EMISSARY FINANCIAL GROUP, INC.

MONEY CONCEPTS CAPITAL CORP

Primary Firm SEC Registration

IPI WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/30/1999

Series 63

Date: 6/10/1994

SIE

Date: 10/1/2018

Series 7

Date: 5/20/1994

Current Firm

IPI WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (47 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IPI WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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