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Judd Thomas Pearson

INTEGRITY CAPITAL
Fort Wayne, IN
·CRD# 2480227·32 years experience

Professional Summary

Judd Thomas Pearson is a registered financial advisor currently at INTEGRITY CAPITAL, LLC located in Fort Wayne, Indiana. Judd is registered as a RR (Registered Representative) and started their career in finance in 1994. Judd has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

INTEGRITY CAPITAL, LLC·CRD# 285198
BD
888 S Harrison St., Suite 900, Fort Wayne, IN 46802
January 31, 2025 - Present
FIRST PALLADIUM, LLC·CRD# 289822
BD
Fort Wayne, IN
January 24, 2019 - January 31, 2025
THE LEADERS GROUP, INC.·CRD# 37157
BD
Summit, NJ
January 3, 2017 - December 31, 2018
VOYA FINANCIAL ADVISORS, INC.·CRD# 2882
BD
Rogers, MN
February 20, 2015 - December 26, 2016
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
Minneapolis, MN
January 9, 2007 - November 3, 2014
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
June 28, 1994 - December 31, 2004

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Current Firm

IC
INTEGRITY CAPITAL, LLC

ANNEXUS SECURITIES, LLC | INTEGRITY CAPITAL, LLC

CRD#: 285198 / SEC#: 8-69829
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

16767 N. Perimeter Drive Suite 320, Scottsdale, AZ 85260

Mailing Address

16767 N. Perimeter Drive Suite 320, Scottsdale, AZ 85260

Phone Number

(480) 321-8992

Established

Delaware since 08/05/2022

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
INTEGRITY WEALTH, LLCMEMBER—
BAKER, ANDREA KPRINCIPAL FINANCIAL OFFICER5533991
BAKER, ANDREA KFINOP5533991
BAKER, ANDREA KCHIEF FINANCIAL OFFICER5533991
BAKER, ANDREA KPRINCIPAL OPERATIONS OFFICER5533991
DENHAM, ERIC TODDPRESIDENT1812039
PATTERSON, GINNIE SUZANNECHIEF COMPLIANCE OFFICER6329958

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Minnesota
(1/31/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1994About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 1994About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Judd Thomas Pearson's CRS (Customer Relationship Summary).

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