Matthew A. Taylor

TAYLOR SECURITIES SERVICES

Harrisburg, PA 17110

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CRD#: 2480217

Professional summary

Matthew Alan Taylor, CFA, CFP®, who also goes by Matthew Allan Taylor, is a registered financial advisor currently at TAYLOR SECURITIES SERVICES, INC. located in Harrisburg, Pennsylvania.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Matthew has worked at 9 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matthew Allan Taylor

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Taylor Retirement Services, investment related, Harrisburg, PA, insurance commission sales, President/owner, start date May 2003, approximately 70 hours per month are devoted to insurance education and sales through this business, generally during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Alan Taylor's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Current

January 6, 2020 - Present

TAYLOR SECURITIES SERVICES, INC.

Office #1: 3113 North Front Street, Harrisburg, PA 17110

RIA

CRD#: 304070

Harrisburg, PA

Past

October 2, 2007 - January 15, 2020

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 141413

HARRISBURG, PA

Past

June 11, 2007 - September 27, 2007

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

HARRISBURG, PA

Past

May 15, 2007 - September 27, 2007

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

HARRISBURG, PA

Past

June 6, 2005 - August 19, 2005

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Past

August 3, 2004 - April 1, 2005

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

Past

August 20, 2002 - May 10, 2004

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

October 8, 1996 - August 21, 2002

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

October 8, 1996 - August 21, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

November 11, 1994 - February 7, 1995

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

May 23, 1994 - July 14, 1994

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TAYLOR SECURITIES SERVICES, INC.

TAYLOR SECURITIES SERVICES, INC. | TAYLOR SECURITIES, INC.

CRD#: 304070 / SEC#: 801-125793

RIA

Registered Investment Advisory firm - (6/2/2022 Approved)

Pennsylvania

Registered Investment Advisory firm - (6/21/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(1/6/2020)

IAR

Texas
(8/29/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/2/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/7/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/20/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TAYLOR SECURITIES SERVICES, INC.

TAYLOR SECURITIES SERVICES, INC. | TAYLOR SECURITIES, INC.

CRD#: 304070 / SEC#: 801-125793

RIA

Registered Investment Advisory firm - (6/2/2022 Approved)

Pennsylvania

Registered Investment Advisory firm - (6/21/2022 Terminated)

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Contact information

Main Address

3113 North Front Street, Harrisburg, PA 17110

Mailing Address

Phone number

(717) 232-5808

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TAYLOR SECURITIES SERVICES, INC. WRAP FEE PROGRAM BROCHURE (3/11/2025)

Regulatory assets under management

Total Number of Accounts	1,025
AUM (Assets Under Management)	$ 152,883,622

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew A. Taylor

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Alan Taylor's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROOKSTONE CAPITAL MANAGEMENT LLC

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

AVANTAX INVESTMENT SERVICES, INC.

QUEST CAPITAL STRATEGIES, INC.

NEW ENGLAND SECURITIES

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

TAYLOR SECURITIES SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/2/1994

Series 7

Date: 10/7/1996

Series 6

Date: 5/20/1994

Current Firm

TAYLOR SECURITIES SERVICES, INC.

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TAYLOR SECURITIES SERVICES, INC.

TRUST BUT VERIFY

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