Byron P. Jordan

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CRD#: 2480212

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Byron Patrick Jordan JR, CFP®, who also goes by Byron P Jordan Jr, was a registered financial professional .

Byron is a previously registered financial professional and started their career in finance in 1994. Byron had worked at 6 firms and has passed the Series 65, Series 63, Series 72, SIE, Series 7 and Series 24 exams.

Question & Answer

What are your service offerings?

Retirement Planning

Retirement Income Management

What is your minimum asset requirement?

100K

How do you get paid?

Commission and Fee

Are you a "fiduciary"?

Aliases

Byron P Jordan Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 02/24/2012: BYRON JORDAN FAMILY LIMITED PARTNERSHIP - LIMITED PARTNERSHIP - 1% OF TIME SPENT 2. 08/30/2013: JORDAN FINANCIAL GROUP, INC. - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) 3. 03/19/2015: NO BUSINESS NAME - INV REL - AT REPORTED BUSINESS LOCATION(S) - NOTARY - START 070/06/1997 - 1 HR/MO ALL DURING SECS TRDG HRS - NOTARIZE PAPERWORK. 4. 9/17/2021 - Bazak LLC - Investment Related - Home Based & Alto, NM 88312 - Real Estate Rental - Started 08/01/2017 - 6 Hours Per Month/0 Hours During Securities Trading - Short term rental of vacation property. Also, an investment property and tax purposes. 5. 12/01/2022: HUEBNER PARK OWNERS ASSOCIATION- COMMUNITY BOARD - START 05/01/2001 - 1 HOUR/MONTH 6. 12/23/2022 - TLWM, LLC - DBA: TLWM Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Wealth Advisor, IAR -Start Date - 11/18/2022 - 80 Hours Per Month/0 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through TLWM, LLC an independent investment advisor firm. I started this business activity in 12/2022. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, nature of its business, its owners and its services at http://www.adviserinfo.sec.gov/IAPD. This firm is separate and independent of LPL Financial. 7. 12/29/2022 - TLWM Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 11/18/2022 - 80 Hours Per Month/0 Hours During Securities Trading

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1999

Experience

Past

December 1, 2022 - November 27, 2023

TLWM FINANCIAL

RIA

CRD#: 158305

SAN ANTONIO, TX

Past

August 25, 2003 - March 29, 2016

JORDAN FINANCIAL GROUP, INC.

RIA

CRD#: 114914

SAN ANTONIO, TX

Past

August 18, 1999 - February 21, 2023

LPL FINANCIAL LLC

RIA

CRD#: 6413

SAN ANTONIO, TX

Past

June 20, 1997 - November 30, 2023

LPL FINANCIAL LLC

CRD#: 6413

SAN ANTONIO, TX

Past

October 3, 1994 - June 26, 1997

NATIONSSECURITIES

CRD#: 32542

Past

May 9, 1994 - September 2, 1994

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

May 9, 1994 - September 2, 1994

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TLWM FINANCIAL

CRD#: 158305 / SEC#: 801-79214

RIA

Registered Investment Advisory firm - (2/28/2014 Approved)

Texas

Registered Investment Advisory firm - (3/3/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/27/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/12/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 72

Date: 1/2/2023

Government Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/6/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/14/1997

General Securities Principal Examination

Current Firm

TLWM FINANCIAL

CRD#: 158305 / SEC#: 801-79214

RIA

Registered Investment Advisory firm - (2/28/2014 Approved)

Texas

Registered Investment Advisory firm - (3/3/2014 Terminated)

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Contact information

Main Address

40 Ne Loop 410 Suite 644, San Antonio, TX 78216

Mailing Address

Phone number

+1 (877) 348-8822

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A FIRM BROCHURE (3/10/2025)

Regulatory assets under management

Total Number of Accounts	2,008
AUM (Assets Under Management)	$ 577,253,765

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

Byron P. Jordan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

JORDAN FINANCIAL GROUP, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

NATIONSSECURITIES

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

TLWM FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 9/27/1995

Series 63

Date: 5/12/1994

Series 72

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 5/6/1994

Series 24

Date: 8/14/1997

Current Firm

TLWM FINANCIAL

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TLWM FINANCIAL

TRUST BUT VERIFY

Contact information

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