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Bryan Thomas Hogan

CRD# 248019·Registered 1966 - 2007
Previously Registered: Being a previously registered professional could mean that Bryan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Bryan Thomas Hogan was a registered financial advisor. Bryan was a previously registered financial professional and started their career in finance 1966 - 2007. Bryan had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 000, Series 1, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

60 years in the financial services industry

Current & Past Employments

NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY·CRD# 109729
RIA
Milwaukee, WI
April 3, 2007 - April 30, 2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
RIA
Vernon Hills, IL
January 23, 2006 - April 9, 2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
BD
Vernon Hills, IL
January 1, 1991 - May 1, 2018
ROBERT W. BAIRD & CO. INCORPORATED·CRD# 8158
BD
Milwaukee, WI
November 15, 1990 - January 1, 2002
DAIN RAUSCHER INCORPORATED·CRD# 7600
BD
October 17, 1988 - November 29, 1990
PRESCOTT, BALL & TURBEN, INC.·CRD# 7656
BD
January 25, 1984 - April 22, 1985
BURTON J. VINCENT, CHESLEY & CO.·CRD# 6768
BD
October 15, 1980 - January 25, 1984
BLUNT ELLIS & LOEWI INCORPORATED·CRD# 7580
BD
April 4, 1978 - November 14, 1980
LOEWI & CO., INCORPORATED·CRD# 526
BD
February 18, 1975 - April 4, 1978
PAUL J. BRUCK & ASSOCIATES, INC.·CRD# 5082
BD
April 2, 1974 - March 18, 1975
THOMSON & MC KINNON AUCHINCLOSS·CRD# 1000002
BD
June 5, 1973 - May 15, 1974
BLYTH EASTMAN DILLON & CO. INCORPORATED·CRD# 6361
BD
August 15, 1969 - July 23, 1973
THE MILWAUKEE COMPANY·CRD# 823
BD
August 8, 1966 - October 17, 1988

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1991About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed May 2018About the SIE exam

Series 000 — General Securities Principal Examination

Passed Aug 1966

Series 1 — Registered Representative Examination

Passed Aug 1966

Series 4 — Registered Options Principal Examination

Passed Nov 1981About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Dec 1980About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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