Rhonda M. Randell
Professional summary
Rhonda Marie Randell, AIF®, who also goes by Rhonda Marie Bivens, is a registered financial advisor currently at IMA WEALTH located in Denver, Colorado.
Rhonda is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Rhonda has worked at 6 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Rhonda Marie Randell's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 30, 2018 - Present
IMA WEALTH
Office #1: 1705 17th Street Suite 100, Denver, CO 80202May 30, 2018 - December 15, 2023
IMA WEALTH
February 21, 2014 - March 30, 2018
CHARLES SCHWAB & CO., INC.
January 12, 2014 - March 30, 2018
CHARLES SCHWAB & CO., INC.
April 12, 2012 - November 19, 2013
VAN GILDER RETIREMENT SOLUTIONS, LLC
November 10, 2004 - March 14, 2012
STANCORP EQUITIES, INC.
August 26, 2004 - March 14, 2012
STANCORP INVESTMENT ADVISERS, INC.
June 15, 1994 - August 25, 1994
CHATFIELD DEAN & CO., INC.
Primary Firm SEC Registration
IMA WEALTH
CRD#: 112091 / SEC#: 801-79108, 8-53221
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/30/2018)
(5/30/2018)
Exams
Current Firm
IMA WEALTH
CRD#: 112091 / SEC#: 801-79108, 8-53221
Contact information
SEC notice filing (19 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE IMA FINANCIAL GROUP, INC. F/K/A INSURANCE MANAGEMENT ASSOCIATES, INC. | SHAREHOLDER | |
| DAVIS, PATRICIA LYNN | SVP, CCO, DIRECTOR | 5613123 |
| HOLT, RICHARD WILLIAM | PRESIDENT, DIRECTOR, CIO, FINOP | 2778485 |
| PAULY, ERIC MICHAEL | GENERAL COUNSEL/SECRETARY | 7719772 |
| POOL, SUSAN LOUISE | SENIOR VICE PRESIDENT/DIRECTOR | 3178683 |
Regulatory assets under management
| Total Number of Accounts | 1,514 |
| AUM (Assets Under Management) | $ 3,158,410,252 |
Red Flags
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