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Bryan David Persyn

CRD# 2479891·Registered 1994 - 2013
Previously Registered: Being a previously registered professional could mean that Bryan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Bryan David Persyn was a registered financial advisor. Bryan was a previously registered financial professional and started their career in finance 1994 - 2013. Bryan had worked at 4 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

29 years in the financial services industry

Current & Past Employments

FURTHER LANE SECURITIES, L.P.·CRD# 38162
BD
New York, NY
March 14, 2013 - July 19, 2013
ADVISORS ASSET MANAGEMENT, INC.·CRD# 46727
RIA
Boerne, TX
January 25, 2011 - March 20, 2013
ADVISORS ASSET MANAGEMENT, INC.·CRD# 46727
BD
Boerne, TX
December 1, 2010 - March 20, 2013
CAPITAL CLIENT GROUP, INC.·CRD# 6247
BD
San Antonio, TX
July 25, 2005 - November 3, 2010
INVESCO DISTRIBUTORS, INC.·CRD# 7369
BD
Houston, TX
May 18, 1994 - November 15, 2002

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Current Firm

FL
FURTHER LANE SECURITIES, L.P.

ECAPITALIST FINANCIAL SERVICES, L.P. | FURTHER LANE SECURITIES, L.P. | FARSIGHT FINANCIAL SERVICES, L.P.

CRD#: 38162 / SEC#: 8-48207
BD
Terminated by SEC on 05/18/2014

Contact Information

Established

Delaware since 01/17/1995

Firm Type

Partnership

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
OSPREY SECURITIES CORPGENERAL PARTNER—
CALAMUNCI, ROBERT JOSEPH SRCEO / CCO1618899
SPINDEL, HOWARDFINANCIAL AND OPERATIONS PRINCIPAL708042

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2011About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2005About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 2010About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 2005About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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