Nanette J. Buziak
Professional summary
Nanette Jacqueline Buziak, who also goes by Nanette Jacqueline Buziak, is a registered financial professional currently at OPTIMX SECURITIES LLC located in Westport, Connecticut.
Nanette is registered as a RR (Registered Representative) and started their career in finance in 1994. Nanette has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nanette Jacqueline Buziak's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 22, 2024 - Present
OPTIMX SECURITIES LLC
Office #1: 101 Franklin Street Suite 4, Westport, CT 06880Office #2: 101 Franklin Street Suite 4, Westport, CT 06880December 10, 2021 - August 22, 2023
STUART FRANKEL & CO., INCORPORATED
August 16, 2010 - May 3, 2021
VOYA INVESTMENTS DISTRIBUTOR, LLC
March 29, 2005 - August 16, 2010
ING INVESTMENT MANAGEMENT SERVICES LLC
October 5, 1994 - March 26, 1997
MAPLE SECURITIES U.S.A. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/22/2024)
(11/22/2024)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 5/3/2006
Limited Representative-Equity Trader ExamFINRA
Current Firm
OPTIMX SECURITIES LLC
CRD#: 290963 / SEC#: , 8-70041
Contact information
FINRA licenses (22 States and Territories)
Documents
Red Flags
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Company Information
OPTIMX SECURITIES LLC
CRD#: 290963Westport, CT 06880TRUST BUT VERIFY
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