Nanette J. Buziak
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nanette Jacqueline Buziak, who also goes by Nanette Jacqueline Buziak, was a registered financial professional .
Nanette is a previously registered financial professional and started their career in finance in 1994. Nanette had worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 2024 - March 25, 2026
OPTIMX SECURITIES LLC
December 10, 2021 - August 22, 2023
STUART FRANKEL & CO., INCORPORATED
August 16, 2010 - May 3, 2021
VOYA INVESTMENTS DISTRIBUTOR, LLC
March 29, 2005 - August 16, 2010
ING INVESTMENT MANAGEMENT SERVICES LLC
October 5, 1994 - March 26, 1997
MAPLE SECURITIES U.S.A. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 5/3/2006
Limited Representative-Equity Trader ExamCurrent Firm
OPTIMX SECURITIES LLC
CRD#: 290963 / SEC#: , 8-70041
Contact information
FINRA licenses (22 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
