Alex S. Andrade

BULLE ROCK

Dallas, TX 75206

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CRD#: 2479781

Professional summary

Alex S Andrade is a registered financial advisor currently at BULLE ROCK located in Dallas, Texas.

Alex is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Alex has worked at 2 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alex S Andrade's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 3, 2011 - Present

BULLE ROCK

Office #1: 1965 Matilda St Suite 303, Dallas, TX 75206

RIA

CRD#: 142363

Dallas, TX

Past

May 1, 2008 - December 31, 2010

BULLE ROCK

RIA

CRD#: 142363

DALLAS, TX

Past

December 20, 2006 - December 31, 2007

BULLE ROCK

RIA

CRD#: 142363

DALLAS, TX

Past

September 18, 2002 - December 31, 2002

LAZARD FRERES & CO. LLC

CRD#: 2528

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/3/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/13/2006

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 5/28/1998

General Securities Representative Examination

Current Firm

BULLE ROCK

BULLE ROCK | CAROKANN INVESTMENTS | BULLE ROCK CAPITAL LP

CRD#: 142363 / SEC#:

Texas

Registered Investment Advisory firm - (9/27/2011 Approved)

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Contact information

Main Address

1965 Matilda St Suite 303, Dallas, TX 75206

Mailing Address

Phone number

(214) 599-8329

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	13
AUM (Assets Under Management)	$ 5,850,640

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Alex S. Andrade

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alex S Andrade's CRS (Customer Relationship Summary).

Certified licenses

Experience

BULLE ROCK

BULLE ROCK

BULLE ROCK

LAZARD FRERES & CO. LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/13/2006

Series 7

Date: 5/28/1998

Current Firm

BULLE ROCK

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BULLE ROCK

TRUST BUT VERIFY

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