Clifford C. Swint
Professional summary
Clifford Clinton Swint is a registered financial professional currently at MFR SECURITIES, INC. located in Boca Raton, Florida.
Clifford is registered as a RR (Registered Representative) and started their career in finance in 1994. Clifford has worked at 6 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Clifford Clinton Swint's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 6, 2011 - Present
MFR SECURITIES, INC.
Office #1: 433 Plaza Real, Suite 275, Boca Raton, FL 33432December 21, 2007 - June 9, 2011
BLAYLOCK VAN, LLC
March 22, 2005 - December 21, 2007
BLAYLOCK & COMPANY, INC.
July 30, 1996 - January 22, 2004
RBC CAPITAL MARKETS CORPORATION
January 18, 1995 - April 26, 1996
UBS FINANCIAL SERVICES INC.
June 20, 1994 - January 24, 1995
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/23/2021)
(6/6/2011)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
MFR SECURITIES, INC.
CRD#: 36308 / SEC#: , 8-47186
Contact information
FINRA licenses (13 States and Territories)
Red Flags
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Company Information
MFR SECURITIES, INC.
CRD#: 36308Boca Raton, FL 33432TRUST BUT VERIFY
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