Eric H. Kim

THINK WEALTH

VALENCIA, CA 91355

Some features on this profile are disabled

CRD#: 2479722

Professional summary

Eric Hyung Kim, who also goes by Eric H Kim, Eun Hyung Kim, is a registered financial advisor currently at THINK WEALTH, LLC located in Valencia, California and MONT BLANC ASSET, INC. located in Valencia, California.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Eric has worked at 22 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10, Series 9, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Eric H Kim | Eun Hyung Kim

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of Other Business: Chelsea International Advisors LLC Address: 16708 Huerta rd. Encino, CA 91436 Type of Business: Private Investment Management (Investment-Related) Position: Partner Start Date: 03/01/2024 Approximate Number of Hours: 4 Hours a week Duty: Operation Name of Other Business: Think Wealth Asset LLC Address:2383 Foothill Blvd. #B, La Canada Flintridge, Ca 91011 Type of Business: Real Estate Property Investment & Management (Investment-Related) Position: Managing Partner Start Date: 01/01/2024 Approximate Number of Hours: 4 Hours a week Duty: Operation Approximate Number of Hours: 4 Hours a week Duty: Business Operation Name of Other Business: Think Wealth, LLC Address: 27018 Monterey Ave Valencia Ca 91355 Type of Business: Registered Investment Advisor(CRD# 281095) / Investment-Related) Position: Principal & Manager Start Date: January, 2016 Approximate Number of Hours: 20 Hours a week Duty: Oversees Entire Operation

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Hyung Kim's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 16, 2018 - Present

THINK WEALTH, LLC

Office #1: 27018 Monterey Ave, Valencia, CA 91355

RIA

CRD#: 293236

VALENCIA, CA

Current

December 12, 2022 - Present

MONT BLANC ASSET, INC.

RIA

CRD#: 154853

Valencia, CA

Past

January 30, 2017 - December 31, 2017

INVESTAX WEALTH MANAGEMENT, LLC.

RIA

CRD#: 166157

LOS ANGELES, CA

Past

March 30, 2016 - December 31, 2016

INVESTAX WEALTH MANAGEMENT, LLC.

RIA

CRD#: 166157

LOS ANGELES, CA

Past

January 15, 2016 - December 31, 2018

THINK WEALTH, LLC

RIA

CRD#: 281095

Valencia, CA

Past

January 15, 2016 - August 9, 2022

MONT BLANC ASSET, INC.

RIA

CRD#: 154853

VALENCIA, CA

Past

January 28, 2014 - October 1, 2014

INVESTAX WEALTH MANAGEMENT, LLC.

RIA

CRD#: 166157

LOS ANGELES, CA

Past

August 29, 2013 - January 4, 2016

HANA GLOBAL MARKETS, LLC

RIA

CRD#: 167857

VALENCIA, CA

Past

April 22, 2013 - June 25, 2013

ACE DIVERSIFIED CAPITAL, INC.

CRD#: 41768

LOS ANGELES, CA

Past

January 29, 2013 - December 31, 2013

INVESTAX WEALTH MANAGEMENT, LLC.

RIA

CRD#: 166157

GARDENA, CA

Past

June 25, 2012 - December 23, 2013

CKP WEALTH MANAGEMENT, LLC

RIA

CRD#: 154407

LOS ANGELES, CA

Past

September 15, 2011 - April 20, 2012

WEDBUSH SECURITIES INC.

RIA

CRD#: 877

LOS ANGELES, CA

Past

September 15, 2011 - April 20, 2012

WEDBUSH SECURITIES INC.

CRD#: 877

LOS ANGELES, CA

Past

November 30, 2010 - September 16, 2011

SH INVESTMENT & SECURITIES

CRD#: 123074

LOS ANGELES, CA

Past

November 17, 2010 - October 1, 2014

MONT BLANC ASSET, INC.

RIA

CRD#: 154853

LOS ANGELES, CA

Past

January 26, 2010 - January 13, 2011

HISLAND, INC.

RIA

CRD#: 152313

LOS ANGELES, CA

Past

August 31, 2009 - November 22, 2010

GB INVESTMENT SECURITIES, INC.

CRD#: 22562

LOS ANGELES, CA

Past

July 29, 2008 - April 1, 2009

POSITIVE DELTA ASSET MANAGEMENT LLC

RIA

CRD#: 134775

LOS ANGELES, CA

Past

March 24, 2008 - May 20, 2008

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

LOS ANGELES, CA

Past

November 1, 2007 - May 20, 2008

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

LOS ANGELES, CA

Past

March 7, 2007 - October 26, 2007

CETERA WEALTH SERVICES, LLC

CRD#: 13572

LOS ANGELES, CA

Past

June 29, 2005 - March 15, 2006

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

December 4, 2002 - May 23, 2005

SH INVESTMENT & SECURITIES

CRD#: 123074

LOS ANGELES, CA

Past

August 2, 2001 - July 2, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

SAN FRANCISCO, CA

Past

June 6, 2001 - July 2, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

June 30, 1999 - May 11, 2001

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

June 21, 1996 - May 13, 1999

NATIONAL CLEARING CORP.

CRD#: 14343

SHERMAN OAKS, CA

Past

August 14, 1995 - April 3, 1996

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

May 10, 1995 - July 11, 1995

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

May 10, 1995 - July 11, 1995

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

January 20, 1995 - March 22, 1995

TARA SECURITIES INC.

CRD#: 30854

IRVINE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/16/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/27/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/12/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/22/2025

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/19/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 10/18/1999

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 10/18/1999

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 4

Date: 3/6/1998

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 4/23/1997

General Securities Principal Examination

Current Firm

THINK WEALTH, LLC

THINK WEALTH, LLC | THINKWEALTH, LLC | THINKWEALTH, INC

CRD#: 293236 / SEC#:

California

Registered Investment Advisory firm - (8/16/2018 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

27018 Monterey Ave, Valencia, CA 91355

Mailing Address

Phone number

(925) 202-6000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	115
AUM (Assets Under Management)	$ 4,450,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Natalia Avila

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

SANTA CLARITA, CA

Tania Mansouri

J.P. MORGAN SECURITIES LLC

Encino, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Eric H. Kim

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Hyung Kim's CRS (Customer Relationship Summary).

Certified licenses

Experience

MONT BLANC ASSET, INC.

INVESTAX WEALTH MANAGEMENT, LLC.

INVESTAX WEALTH MANAGEMENT, LLC.

THINK WEALTH, LLC

MONT BLANC ASSET, INC.

INVESTAX WEALTH MANAGEMENT, LLC.

HANA GLOBAL MARKETS, LLC

ACE DIVERSIFIED CAPITAL, INC.

INVESTAX WEALTH MANAGEMENT, LLC.

CKP WEALTH MANAGEMENT, LLC

WEDBUSH SECURITIES INC.

WEDBUSH SECURITIES INC.

SH INVESTMENT & SECURITIES

MONT BLANC ASSET, INC.

HISLAND, INC.

GB INVESTMENT SECURITIES, INC.

POSITIVE DELTA ASSET MANAGEMENT LLC

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

CETERA WEALTH SERVICES, LLC

1717 CAPITAL MANAGEMENT COMPANY

SH INVESTMENT & SECURITIES

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CHARLES SCHWAB & CO., INC.

NATIONAL CLEARING CORP.

MONY SECURITIES CORPORATION

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

TARA SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/27/2001

Series 63

Date: 7/12/1994

SIE

Date: 8/22/2025

Series 7

Date: 1/19/1995

Series 10

Date: 10/18/1999

Series 9

Date: 10/18/1999

Series 4

Date: 3/6/1998

Series 24

Date: 4/23/1997

Current Firm

THINK WEALTH, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

THINK WEALTH, LLC

TRUST BUT VERIFY

Similar Advisors