Eric Hyung Kim
Professional Summary
Eric Hyung Kim, who also goes by Eric H Kim, Eun Hyung Kim, is a registered financial advisor currently at THINK WEALTH, LLC located in Valencia, California and MONT BLANC ASSET, INC. located in Valencia, California. Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Eric has worked at 22 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10, Series 9, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Eric H Kim, Eun Hyung Kim
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
32 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
THINK WEALTH, LLC | THINKWEALTH, LLC | THINKWEALTH, INC
Contact Information
Main Address
27018 Monterey Ave, Valencia, CA 91355Phone Number
(925) 202-6000# of Employees
3Documents
Regulatory Assets Under Management
Total Number of Accounts
110AUM (Assets Under Management)
$4,850,000Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(8/16/2018)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Oct 1999About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Oct 1999About the Series 9 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Eric Hyung Kim's CRS (Customer Relationship Summary).
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