Gregory P. Prato
Professional summary
Gregory Paul Prato, who also goes by Greg Prato, Gregory P Prato, is a registered financial advisor currently at PRATO CAPITAL MANAGEMENT located in White Plains, New York.
Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Gregory has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Paul Prato's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 26, 2018 - Present
PRATO CAPITAL MANAGEMENT
Office #1: 70 Gedney Way, White Plains, NY 10605April 14, 2003 - October 6, 2016
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
April 11, 2003 - November 21, 2017
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
September 30, 1997 - April 15, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 9, 1994 - April 15, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
PRATO CAPITAL MANAGEMENT
CRD#: 289917 / SEC#: 801-111842
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/26/2018)
(8/7/2021)
(3/10/2022)
Exams
Current Firm
PRATO CAPITAL MANAGEMENT
CRD#: 289917 / SEC#: 801-111842
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 665 |
| AUM (Assets Under Management) | $ 195,749,788 |
Red Flags
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