Joel C. Whitley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joel Christopher Whitley was a registered financial professional .
Joel is a previously registered financial professional and started their career in finance in 1994. Joel had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2016 - October 4, 2016
CENTRIC INVESTMENT GROUP INC
February 5, 2016 - October 4, 2016
WAMBOLT & ASSOCIATES, LLC
August 9, 2013 - February 9, 2015
PRIOR ENVOY ADVISORY, INC.
September 11, 2007 - July 30, 2013
EMPOWER ADVISORY GROUP, LLC
March 13, 1995 - June 12, 2003
CHARLES SCHWAB & CO., INC.
September 22, 1994 - December 19, 1994
GLOBAL CAPITAL SECURITIES CORPORATION
June 14, 1994 - September 29, 1994
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 5/5/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CENTRIC INVESTMENT GROUP INC
CRD#: 114066 / SEC#: 801-108235
Contact information
Red Flags
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