John M. Bannon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Michael Bannon was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1994. John had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 15, 2013 - November 7, 2023
MFR SECURITIES, INC.
December 1, 2011 - June 22, 2012
ALAMO CAPITAL
February 12, 2003 - October 20, 2011
STONE & YOUNGBERG LLC
May 16, 2002 - January 3, 2003
GOVERNMENT PERSPECTIVES, LLC
October 1, 1998 - February 23, 2001
BANC OF AMERICA SECURITIES LLC
April 11, 1994 - October 1, 1998
BANCAMERICA SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MFR SECURITIES, INC.
CRD#: 36308 / SEC#: , 8-47186
Contact information
FINRA licenses (13 States and Territories)
Red Flags
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