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Devin Ignatius Murphy

CRD# 2479569·Registered 1994 - 2017
Previously Registered: Being a previously registered professional could mean that Devin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Devin Ignatius Murphy, who also goes by Devin I Murphy, was a registered financial advisor. Devin was a previously registered financial professional and started their career in finance 1994 - 2017. Devin had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Devin I Murphy

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

PREP SECURITIES, LLC·CRD# 188522
BD
Park City, UT
June 10, 2016 - February 23, 2017
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
December 8, 2009 - June 27, 2013
FOROS SECURITIES LLC·CRD# 150217
BD
New York, NY
October 16, 2009 - November 23, 2009
DEUTSCHE BANK SECURITIES INC.·CRD# 2525
BD
New York, NY
April 26, 2004 - November 15, 2007
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
New York, NY
April 20, 1994 - April 2, 2004

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Current Firm

PS
PREP SECURITIES, LLC

PREP SECURITIES, LLC

CRD#: 188522 / SEC#: 8-69611
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

2750 Rasmussen Road Suite 202, Park City, UT 84098

Mailing Address

2750 Rasmussen Road Suite 202, Park City, UT 84098

Phone Number

(844) 877-4153

Established

Delaware since 12/08/2014

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PREP SECURITIES HOLDINGS LLCSOLE MEMBER—
BRENNAN, TIMOTHY JAMESMANAGING DIRECTOR6477325
HULL, KEVIN KITTCEO, CCO, FINOP, PFO, POO2104329

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2006About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Feb 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 1995About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Apr 1999About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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