Raymond P. Radikas

JOHNSON BRUNETTI

Wethersfield, CT 06109

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CRD#: 2479542

Professional summary

Raymond Paul Radikas is a registered financial advisor currently at JOHNSON BRUNETTI located in Wethersfield, Connecticut.

Raymond is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Raymond has worked at 5 firms and has passed the Series 65, Series 66, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Incorporator for the New Britain Boys & Girls Club. NO commissions or economic benefit is derived from this position 2) Started 03/2018. Sale of life insurance and fixed annuities through affiliated insurance company, JN Financial, 100 Great Meadow Road, Wethersfield, CT 06109. Insurance agent. Approximately 80 hours per month during securities trading hours. Not investment related. Sales are commission based.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Paul Radikas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 15, 2018 - Present

JOHNSON BRUNETTI

Office #1: 100 Great Meadow Road Suite 502, Wethersfield, CT 06109

RIA

CRD#: 171168

Wethersfield, CT

Past

July 12, 2017 - August 23, 2017

INDEPENDENT FINANCIAL GROUP, LLC

RIA

CRD#: 7717

HARTFORD, CT

Past

June 26, 2017 - August 23, 2017

INDEPENDENT FINANCIAL GROUP, LLC

CRD#: 7717

HARTFORD, CT

Past

August 27, 2010 - January 10, 2017

OSAIC FA, INC.

CRD#: 3978

HARTFORD, CT

Past

November 24, 2008 - August 6, 2010

TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.

CRD#: 37819

HARTFORD, CT

Past

February 26, 2004 - October 27, 2008

VOYA FINANCIAL PARTNERS, LLC

RIA

CRD#: 34815

WINDSOR, CT

Past

January 10, 1995 - October 27, 2008

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

WINDSOR, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JOHNSON BRUNETTI

ALERA GROUP WEALTH SERVICES | JOHNSON BRUNETTI | JB CAPITAL LLC

CRD#: 171168 / SEC#: 801-79713

RIA

Registered Investment Advisory firm - (5/9/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(3/15/2018)

IAR

Massachusetts
(3/19/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/11/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 2/25/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 8/23/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/19/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/9/1995

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/23/2003

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 10/30/1997

Investment Company Products/Variable Contracts Principal Examination

Current Firm

JOHNSON BRUNETTI

ALERA GROUP WEALTH SERVICES | JOHNSON BRUNETTI | JB CAPITAL LLC

CRD#: 171168 / SEC#: 801-79713

RIA

Registered Investment Advisory firm - (5/9/2014 Approved)

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Contact information

Main Address

100 Great Meadow Road Suite 502, Wethersfield, CT 06109

Mailing Address

Phone number

(860) 372-4800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (29 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - JB CAPITAL_05.27.2025 (5/28/2025)

FORM ADV PART 2A - JB CAPITAL_02.19.2025 (5/28/2025)

Regulatory assets under management

Total Number of Accounts	12,863
AUM (Assets Under Management)	$ 2,105,849,981

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

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Raymond P. Radikas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Paul Radikas's CRS (Customer Relationship Summary).

Certified licenses

Experience

INDEPENDENT FINANCIAL GROUP, LLC

INDEPENDENT FINANCIAL GROUP, LLC

OSAIC FA, INC.

TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.

VOYA FINANCIAL PARTNERS, LLC

VOYA FINANCIAL PARTNERS, LLC

Primary Firm SEC Registration

JOHNSON BRUNETTI

State Registrations and Notice Filings

Exams

Series 65

Date: 7/11/2017

Series 66

Date: 2/25/2004

SIE

Date: 8/23/2017

Series 7

Date: 6/19/2003

Series 6

Date: 1/9/1995

Series 24

Date: 12/23/2003

Series 26

Date: 10/30/1997

Current Firm

JOHNSON BRUNETTI

Contact information

SEC notice filing (29 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JOHNSON BRUNETTI

TRUST BUT VERIFY

Contact information

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