John B. Hoffmann
Professional summary
John Baldwin Hoffmann was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John is a previously registered financial professional and started their career in finance in 1965. Prior to being barred, John had worked at 2 firms, which includes SALOMON BROTHERS INC., CITIGROUP GLOBAL MARKETS INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 28, 1997 - September 1, 1998
SALOMON BROTHERS INC.
March 24, 1965 - May 27, 2003
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Exams
PC
Date: 9/7/1977
AMEX Put and Call ExamSeries 1
Date: 3/22/1965
Registered Representative ExaminationSeries 40
Date: 6/20/1974
Registered Principal ExaminationCurrent Firm
SALOMON BROTHERS INC.
CRD#: 740 / SEC#: , 8-26920
Contact information
Documents
Red Flags
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