Thomas E. Talbott

STEWARDSHIP ADVISORS

Mount Joy, PA 17552

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CRD#: 2479325

Professional summary

Thomas Edward Talbott, CFP®, who also goes by Thomas E Talbott, is a registered financial advisor currently at STEWARDSHIP ADVISORS, LLC located in Mount Joy, Pennsylvania.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Thomas has worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas E Talbott

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)INDEPENDENT INSURANCE AGENT FOR VARIOUS INSURANCE COMPANIES. INSURANCE RELATED. INVOLVES UP TO FIVE PERCENT EACH MONTH, INCLUDING MARKET HOURS. 2)SERVINGLEADERS MINISTRIES, INC, 107 E CHESTNUT ST, WEST CHESTER, PA, SINCE 11/2013 AS BOARD MEMBER. NON-PROFIT - NOT INVESTMENT RELATED - DEVOTES 30 HR/YR.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Edward Talbott's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

November 6, 2015 - Present

STEWARDSHIP ADVISORS, LLC

Office #1: 321 W. Main Street, Mount Joy, PA 17552

RIA

CRD#: 277099

Mount Joy, PA

Past

April 7, 2014 - August 9, 2016

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

MOUNT JOY, PA

Past

July 16, 2010 - April 4, 2014

RONALD BLUE & CO., LLC

RIA

CRD#: 104605

HUNT VALLEY, MD

Past

August 16, 2002 - May 12, 2010

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

LANCASTER, PA

Past

December 18, 2001 - May 6, 2010

FAITHWARD ADVISORS, LLC

RIA

CRD#: 116978

LANCASTER, PA

Past

August 1, 1994 - January 5, 2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

CRD#: 4039

NEW YORK, NY

Past

August 1, 1994 - May 12, 2010

EQUITABLE ADVISORS, LLC

CRD#: 6627

LANCASTER, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STEWARDSHIP ADVISORS, LLC

CRD#: 277099 / SEC#: 801-108174

RIA

Registered Investment Advisory firm - (7/29/2016 Approved)

Pennsylvania

Registered Investment Advisory firm - (8/3/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(11/6/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/17/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/8/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/26/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/29/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 6/4/1997

Investment Company Products/Variable Contracts Principal Examination

Current Firm

STEWARDSHIP ADVISORS, LLC

CRD#: 277099 / SEC#: 801-108174

RIA

Registered Investment Advisory firm - (7/29/2016 Approved)

Pennsylvania

Registered Investment Advisory firm - (8/3/2016 Terminated)

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Contact information

Main Address

321 W. Main Street, Mount Joy, PA 17552

Mailing Address

Phone number

(717) 492-4787

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STEWARDSHIP ADVISORS FORM ADV PART 2A-APPX 1 WRAP FEE BROCHURE (3/17/2025)

STEWARDSHIP ADVISORS FORM ADV PART 2 - RETIREMENT PLANS (3/17/2025)

STEWARDSHIP ADVISORS FORM ADV PART 2 (3/17/2025)

Regulatory assets under management

Total Number of Accounts	2,014
AUM (Assets Under Management)	$ 461,547,165

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas E. Talbott

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Edward Talbott's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RONALD BLUE & CO., LLC

EQUITABLE ADVISORS, LLC

FAITHWARD ADVISORS, LLC

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

STEWARDSHIP ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/17/1996

Series 63

Date: 7/8/1994

Series 7

Date: 11/26/1996

Series 6

Date: 7/29/1994

Series 26

Date: 6/4/1997

Current Firm

STEWARDSHIP ADVISORS, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STEWARDSHIP ADVISORS, LLC

TRUST BUT VERIFY

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