Laura L. Castaneda
Professional summary
Laura Lynn Castaneda, who also goes by Laura Shulta Castaneda, Laura Shulta, is a registered financial professional currently at INSPEREX LLC located in Delray Beach, Florida and INCAPITAL DISTRIBUTORS LLC located in Delray Beach, Florida.
Laura is registered as a RR (Registered Representative) and started their career in finance in 1994. Laura has worked at 5 firms and has passed the Series 63, Series 72, Series 79TO, Series 99TO, SIE, Series 7, Series 14, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Laura Lynn Castaneda's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 8, 2023 - Present
INSPEREX LLC
Office #1: 25 Se 4th Avenue Suite 400, Delray Beach, FL 33483March 13, 2023 - Present
INCAPITAL DISTRIBUTORS LLC
Office #1: 25 Se 4th Avenue Suite 400, Delray Beach, FL 33483October 4, 2018 - March 6, 2023
NEWBRIDGE SECURITIES CORPORATION
November 28, 2017 - January 24, 2018
ZEUS FINANCIAL, LLC
October 27, 2011 - August 25, 2017
INCAPITAL DISTRIBUTORS LLC
March 7, 2008 - August 25, 2017
INSPEREX LLC
April 11, 1994 - March 10, 2008
LASALLE FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/8/2023)
(3/8/2023)
(3/8/2023)
(3/8/2023)
(3/8/2023)
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
INCAPITAL DISTRIBUTORS LLC
CRD#: 156622 / SEC#: , 8-68814
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INSPEREX HOLDINGS, LLC | MEMBER: VOTING | |
| BUSSCHER, ARNOLD BRADLEY | CHIEF ADMINSTRATIVE OFFICER AND GENERAL COUNSEL | 2213934 |
| DEEG, ADITI DAVARE | CHIEF FINANCIAL OFFICER; PRINCIPAL FINANCIAL OFFICER; PRINCIPAL OPERATIONS OFFICER; FIN/OP | 4279152 |
| MITCHELL, SCOTT ALEXANDER | CHIEF EXECUTIVE OFFICER | 4717597 |
| PAPAGIANNIS, JAMES JOHN | CHIEF COMPLIANCE OFFICER & AMLCO | 2449960 |
Red Flags
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Company Information
INCAPITAL DISTRIBUTORS LLC
CRD#: 156622Delray Beach, FL 33483TRUST BUT VERIFY
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