Cornelius G. Curran
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cornelius Gerard Curran, who also goes by Cornelius G Curran, Neil Curran, was a registered financial professional .
Cornelius is a previously registered financial professional and started their career in finance in 1998. Cornelius had worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2023 - December 1, 2023
THE J. ARNOLD WEALTH MANAGEMENT CO., LLC
January 27, 2006 - January 6, 2021
TD AMERITRADE, INC.
January 27, 2006 - January 6, 2021
TD AMERITRADE, INC.
October 11, 2005 - January 31, 2006
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
September 1, 2005 - January 31, 2006
TD AMERITRADE CLEARING, INC.
September 8, 1998 - December 13, 2000
BANC ONE SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 10/24/2022
General Securities Representative ExaminationCurrent Firm
THE J. ARNOLD WEALTH MANAGEMENT CO., LLC
CRD#: 159710 / SEC#: 801-118114
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,750 |
| AUM (Assets Under Management) | $ 255,279,984 |
Red Flags
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