Mark B. Williamson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Brian Williamson, who also goes by Mark B Williamson, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1994. Mark had worked at 7 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 16, 2010 - December 31, 2013
GROVE POINT INVESTMENTS, LLC
July 21, 2008 - June 16, 2009
GROVE POINT INVESTMENTS, LLC
December 10, 2004 - July 18, 2008
GROVE POINT INVESTMENTS, LLC
September 19, 2003 - November 1, 2004
OSAIC WEALTH, INC.
June 20, 2002 - September 3, 2003
CAP PRO BROKERAGE SERVICES, INC.
January 30, 2001 - June 20, 2002
THE LEADERS GROUP, INC.
October 12, 2000 - October 20, 2000
BERKSHIRE EQUITY SALES, INC.
September 9, 1998 - October 9, 2000
BERKSHIRE EQUITY SALES, INC.
June 8, 1994 - August 19, 1998
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
June 8, 1994 - August 19, 1998
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
