Aldo Lozano

MULHOLLAND WEALTH ADVISORS

Scottsdale, AZ 85251

Some features on this profile are disabled

CRD#: 2479020

Professional summary

Aldo Lozano is a registered financial advisor currently at MULHOLLAND WEALTH ADVISORS, LLC located in Scottsdale, Arizona.

Aldo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Aldo has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aldo Lozano's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 1, 2022 - Present

MULHOLLAND WEALTH ADVISORS, LLC

Office #1: 4110 N. Scottsdale Rd., Ste. 125, Scottsdale, AZ 85251

RIA

CRD#: 282408

Scottsdale, AZ

Past

March 22, 2016 - November 22, 2022

MORGAN STANLEY

RIA

CRD#: 149777

El Segundo, CA

Past

March 22, 2016 - November 22, 2022

MORGAN STANLEY

CRD#: 149777

El Segundo, CA

Past

March 27, 2009 - April 14, 2016

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

EL SEGUNDO, CA

Past

March 26, 2009 - April 14, 2016

RBC CAPITAL MARKETS, LLC

CRD#: 31194

EL SEGUNDO, CA

Past

July 1, 2003 - March 27, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ROLLING HILLS ESTATES, CA

Past

July 1, 2003 - March 27, 2009

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ROLLING HILLS ESTATES, CA

Past

June 13, 2003 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA

CRD#: 7471

ROLLING HILLS ESTATES, CA

Past

June 13, 2003 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

March 7, 2000 - June 26, 2003

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

March 6, 2000 - June 26, 2003

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

ROLLING HILLS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MULHOLLAND WEALTH ADVISORS, LLC

CRD#: 282408 / SEC#: 801-107079

RIA

Registered Investment Advisory firm - (2/4/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(6/29/2023)

IAR

California
(11/1/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/18/2000

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/10/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/6/2000

General Securities Representative Examination

Current Firm

MULHOLLAND WEALTH ADVISORS, LLC

CRD#: 282408 / SEC#: 801-107079

RIA

Registered Investment Advisory firm - (2/4/2016 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4110 N. Scottsdale Rd., Ste. 125, Scottsdale, AZ 85251

Mailing Address

Phone number

(310) 272-8185

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MULHOLLAND FORM ADV PART 2A (2025.03.31) (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,435
AUM (Assets Under Management)	$ 543,207,396

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Joseph Di Vito

RBC CAPITAL MARKETS, LLC

IAR

Scottsdale, AZ

Luke Kacer

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Tucson, AZ

Timothy Hughes

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Scottsdale, AZ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Aldo Lozano

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Aldo Lozano's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

MULHOLLAND WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/18/2000

Series 63

Date: 10/10/1994

SIE

Date: 10/1/2018

Series 7

Date: 3/6/2000

Current Firm

MULHOLLAND WEALTH ADVISORS, LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MULHOLLAND WEALTH ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors