Christopher B. Morgan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Burch Morgan was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1994. Christopher had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 14, 2018 - August 25, 2024
CHRISTOPHER B. MORGAN
November 25, 1996 - December 23, 1997
MORGAN STANLEY DW INC.
October 10, 1994 - May 9, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 27, 1994 - September 13, 1994
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CHRISTOPHER B. MORGAN
CRD#: 113483 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 75 |
| AUM (Assets Under Management) | $ 17,900,000 |
Red Flags
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