Stephen B. Dreskin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen B Dreskin was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1996. Stephen had worked at 10 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 28, 2015 - March 1, 2021
SYNERGY CAPITAL I, LLC
January 6, 2015 - December 22, 2015
V2V SECURITIES LLC
February 20, 2008 - December 31, 2014
BEDMINSTER FINANCIAL GROUP, LIMITED
January 26, 2006 - March 2, 2010
DIRECT ACCESS PARTNERS LLC
August 18, 2004 - December 20, 2005
SECOND STREET SECURITIES, INC.
May 13, 2004 - August 12, 2004
DOMINARI SECURITIES LLC
November 13, 2000 - November 13, 2001
COMMERZ MARKETS LLC
April 16, 1998 - October 24, 2000
PERSHING LLC
April 11, 1997 - March 17, 1998
HSBC SECURITIES (USA) INC.
April 15, 1996 - February 27, 1997
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
SYNERGY CAPITAL I, LLC
CRD#: 47965 / SEC#: , 8-51971
Contact information
FINRA licenses (8 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
