William S. Brennan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Shawn Brennan, who also goes by Bill Brennan, Billy Brennan, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1994. William had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 2011 - August 16, 2013
SUMMIT EQUITY ADVISORS LLC
November 4, 2010 - August 5, 2014
SUMMIT ENERGY DEVELOPMENT GROUP
January 24, 2007 - November 13, 2008
AQUA TERRA ASSET MANAGEMENT LLC
July 16, 2004 - December 4, 2008
BOENNING & SCATTERGOOD, INC.
August 5, 2002 - July 6, 2004
AVONDALE PARTNERS, LLC
June 9, 2000 - October 4, 2002
MONITOR CAPITAL INC.
July 30, 1997 - March 15, 2000
PACIFIC GROWTH EQUITIES, LLC
June 2, 1994 - September 28, 1995
INVESTEC INC.
State Registrations and Notice Filings
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Exams
Current Firm
SUMMIT EQUITY ADVISORS LLC
CRD#: 156627 / SEC#:
Contact information
Red Flags
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