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Kenneth Jerome Lemoine

ADVISOR RESOURCE COUNCIL
Larose, LA
·CRD# 2478867·32 years experience

Professional Summary

Kenneth Jerome Lemoine, who also goes by Kenneth J Lemoine, is a registered financial advisor currently at ADVISOR RESOURCE COUNCIL located in Larose, Louisiana and LPL FINANCIAL LLC located in Larose, Louisiana. Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Kenneth has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kenneth J Lemoine

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

ADVISOR RESOURCE COUNCIL·CRD# 164109
RIA
11872 Hwy 308, Larose, LA 70373
August 2, 2018 - Present
LPL FINANCIAL LLC·CRD# 6413
RIA
BD
11872 Hwy 308, Larose, LA 70373
June 30, 2015 - Present
LEVEL FOUR ADVISORY SERVICES·CRD# 134086
RIA
Lockport, LA
July 9, 2015 - August 2, 2018
SIGNATOR INVESTORS, INC.·CRD# 468
RIA
Lockport, LA
November 13, 2002 - July 9, 2015
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY·CRD# 5181
BD
Boston, MA
May 6, 1994 - May 1, 1997
SIGNATOR INVESTORS, INC.·CRD# 468
BD
Lockport, LA
May 6, 1994 - July 9, 2015

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Current Firm

AR
ADVISOR RESOURCE COUNCIL

360 WEALTH MANAGEMENT | WALTON & LOURCEY FINANCIAL STRATEGIES | VTI FINANCIAL | VALUES FIRST PLANNING | VALTRUM | TRUEWEALTH MANAGEMENT | THE TEXAS MONEY MANAGER | THE GATTS GROUP | THE AERO ADVISOR | TEXAS STATE FINANCIAL, INC. | TEAM 360 WEALTH MANAGEMENT | SIMMONS WEALTH MANAGEMENT | SILVERMAN LEGATE ADVISORY GROUP | SHELTON FINANCIAL GROUP | ROYAL STONE WEALTH MANAGEMENT | RLBROWN FINANCIAL | RIDGEMARK FINANCIAL | RDR WEALTH MANAGEMENT | PAX FINANCIAL GROUP, LLC | PARSONS WEALTH MANAGEMENT | ORION WEALTH MANAGEMENT | NAPA VALLEY FINANCIAL | MUSSO RETIREMENT ADVISORS | MISSION FINANCIAL ADVISORY SERVICES | MILLS & KERNAN WEALTH MANAGEMENT | MERIT WEALTH ADVISORS, INC. | MERIT WEALTH ADVISORS | MERGENT GROUP | MCLEMORE FINANCIAL GROUP | MAVERICK WEALTH MANAGEMENT | MAVEN WEALTH CONSULTING, LLC | LIGHTFORCE FINANCIAL | LEWIN WEALTH MANAGEMENT | LEMOINE WEALTH MANAGEMENT | KALIVER WEALTH MANAGEMENT | JOHN BAILEY FINANCIAL | JKL INVESTMENT MANAGEMENT | JDR WEALTH MANAGEMENT | JACKSON WEALTH MANAGEMENT | INTEGRATED WEALTH STRATEGIES | INDEPENDENT FINANCIAL STRATEGIES | HOPPER FINANCIAL SERVICES | GENERATIONS FINANCIAL MANAGEMENT | FURNEY FINANCIAL | FRONT LINE ADVISOR GROUP | FOUNDATION WEALTH PARTNERS | FAUBOURG PRIVATE WEALTH | ENCORE WEALTH MANAGEMENT | DON HUBBARD INVESTMENT SERVICES | DAVID H. YOUNG & ASSOCIATES | DARGATZ & COMPANY | DANSBY WEALTH MANAGEMENT | DALLAS FINANCIAL PLANNER | CSB WEALTH MANAGEMENT | COUNCIL FAMILY OFFICE | COJO BAY ADVISORS | COJO BAY ADVIORS, LLC | CASTRINOS FINANCIAL | CARROLL WEALTH MANAGEMENT | CARDINAL WEALTH ADVISORS | BIGG FINANCIAL | BENGE FINANCIAL GROUP | BARFIELD WEALTH MANAGEMENT | AZAELA WEALTH PARTNERS | ASHLEY HODGE | ARK CAPITAL | ARC RETIREMENT CONSULTANTS | ARC ASSET MANAGEMENT | AMPLIO WEALTH MANAGEMENT | AIQ ASSET MANAGEMENT | ADVISOR RESOURCE COUNCIL | ABACUS WEALTH BUILDERS | 360 WEALTH PLANNERS LLC | 360 WEALTH PARTNERS | 360 WEALTH MANAGEMENT, LLC

CRD#: 164109 / SEC#: 801-76667
RIA
Registered Investment Advisory firm - SEC (6/1/2012 Approved)

Contact Information

Main Address

15110 Dallas Parkway Suite 500, Dallas, TX 75248

Phone Number

(972) 421-1360

# of Employees

119

SEC notice filing (44 States and Territories)

Registered to provide investment advisory services in 44 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A APPENDIX 1 WRAP-FEE BROCHURE (3/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

11,836

AUM (Assets Under Management)

$3,486,476,414

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.6/30/2015:LEVEL FOUR INSURANCE SERVICES, LLC--Invest.Rel.--AtRept.Bus.Location(s)--NON-VARIABLE INSURANCE--START7/15/2015--10% OF TIME SPENT--INS TYPE: LIFE. 2.6/30/2015:LEMOINE WEALTH MANAGEMENT, LLC--Invest.Rel.--AtRept.Bus.Location(s)-- DBAforLPL Business(EntityForLPL business)--START7/15/2015--Time Spent 70%. 3.6/30/2015:PAYTON'S PLACE, LLC--INV REL--3613 HWY 1, GRAND ISLE, LA--REAL ESTATE RENTAL--START8/1/2012--Time Spent 1%--RENTAL PROPERTY OWNER. 4.6/30/2015:LEMOINE CAPITAL HOLDINGS, LLC--NOT INV REL--3613 HWY 1 GRAND ISLE, LA 70358--PERSONAL LOT--START1/1/1997--OWNER 5.4/5/2019:KENNETH LEMOINE INC.--NotInvest.Rel.--AtRept.Bus.Location(s)--BusinessEntityForTax/InvestmentPurposesOnly--Started12/17/2018--2Hours/Month;0HoursDuringTrading 8.9/23/2019:Riverland Insurance Services, Inc.--Invest.Rel.--AtRept.Bus.Location(s)--Property and Casualty--Agent--Started9/16/2019--20Hours/Month;5HoursDuringTrading. 6.10/11/2019:Advisor Resource Council--Invest.Rel.--AtRept.Bus.Location(s)--RIA/Hybrid--IAR--StartDate:1/1/2020--120Hours/MonthDuringTrading--I provide investment advisory services through Advisor Resource Council, an independent investment advisor firm. I started this business activity in Jan 2020. I expect to spend about 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7.10/11/2019:Advisor Resource Council--DBA:(Hybrid) Faubourg Private Wealth--Invest.Rel.--AtRept.Bus.Location(s)--RIA/DBA--IAR--StartDate:1/1/2020--120Hours/MonthDuringTrading. 8.1/21/2020:Ken Lemoine & Associates Insurance, Inc. - Investment Related - At Reported Business Location(s) - Insurance Agency - Owner & Agent - Started 10/01/2019 - 20 Hours Per Month/2 Hours During Securities Trading. 9. 2/1/2023 - Lemoine Wealth Management LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 01/13/2023 - 40 Hours Per Month/8 Hours During Securities Trading 10. 2/2/2023 - Advisor Resource Council - DBA: Council Family Office - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date - 02/03/2023 - 8 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Council Family Office, an independent investment advisor firm. I started this business activity in 01/2023. I expect to spend approximately 8 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 11. 2/8/2023 - Advisor Resource Council - DBA: LEMOINE WEALTH MANAGEMENT LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date - 01/11/2023 - 8 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through LEMOINE WEALTH MANAGEMENT LLC, an independent investment advisor firm. I started this business activity in 01/2023. I expect to spend approximately 8 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AR
ADVISOR RESOURCE COUNCIL

360 WEALTH MANAGEMENT | WALTON & LOURCEY FINANCIAL STRATEGIES | VTI FINANCIAL | VALUES FIRST PLANNING | VALTRUM | TRUEWEALTH MANAGEMENT | THE TEXAS MONEY MANAGER | THE GATTS GROUP | THE AERO ADVISOR | TEXAS STATE FINANCIAL, INC. | TEAM 360 WEALTH MANAGEMENT | SIMMONS WEALTH MANAGEMENT | SILVERMAN LEGATE ADVISORY GROUP | SHELTON FINANCIAL GROUP | ROYAL STONE WEALTH MANAGEMENT | RLBROWN FINANCIAL | RIDGEMARK FINANCIAL | RDR WEALTH MANAGEMENT | PAX FINANCIAL GROUP, LLC | PARSONS WEALTH MANAGEMENT | ORION WEALTH MANAGEMENT | NAPA VALLEY FINANCIAL | MUSSO RETIREMENT ADVISORS | MISSION FINANCIAL ADVISORY SERVICES | MILLS & KERNAN WEALTH MANAGEMENT | MERIT WEALTH ADVISORS, INC. | MERIT WEALTH ADVISORS | MERGENT GROUP | MCLEMORE FINANCIAL GROUP | MAVERICK WEALTH MANAGEMENT | MAVEN WEALTH CONSULTING, LLC | LIGHTFORCE FINANCIAL | LEWIN WEALTH MANAGEMENT | LEMOINE WEALTH MANAGEMENT | KALIVER WEALTH MANAGEMENT | JOHN BAILEY FINANCIAL | JKL INVESTMENT MANAGEMENT | JDR WEALTH MANAGEMENT | JACKSON WEALTH MANAGEMENT | INTEGRATED WEALTH STRATEGIES | INDEPENDENT FINANCIAL STRATEGIES | HOPPER FINANCIAL SERVICES | GENERATIONS FINANCIAL MANAGEMENT | FURNEY FINANCIAL | FRONT LINE ADVISOR GROUP | FOUNDATION WEALTH PARTNERS | FAUBOURG PRIVATE WEALTH | ENCORE WEALTH MANAGEMENT | DON HUBBARD INVESTMENT SERVICES | DAVID H. YOUNG & ASSOCIATES | DARGATZ & COMPANY | DANSBY WEALTH MANAGEMENT | DALLAS FINANCIAL PLANNER | CSB WEALTH MANAGEMENT | COUNCIL FAMILY OFFICE | COJO BAY ADVISORS | COJO BAY ADVIORS, LLC | CASTRINOS FINANCIAL | CARROLL WEALTH MANAGEMENT | CARDINAL WEALTH ADVISORS | BIGG FINANCIAL | BENGE FINANCIAL GROUP | BARFIELD WEALTH MANAGEMENT | AZAELA WEALTH PARTNERS | ASHLEY HODGE | ARK CAPITAL | ARC RETIREMENT CONSULTANTS | ARC ASSET MANAGEMENT | AMPLIO WEALTH MANAGEMENT | AIQ ASSET MANAGEMENT | ADVISOR RESOURCE COUNCIL | ABACUS WEALTH BUILDERS | 360 WEALTH PLANNERS LLC | 360 WEALTH PARTNERS | 360 WEALTH MANAGEMENT, LLC

CRD#: 164109 / SEC#: 801-76667
RIA
Registered Investment Advisory firm - SEC (6/1/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Delaware
(1/9/2019)
RR
Louisiana
(6/30/2015)
IAR
Louisiana
(8/2/2018)
RR
Mississippi
(6/30/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2002About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2002About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2015About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 1994About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Jerome Lemoine's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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KL
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