George B. Fasciano
Professional summary
George Benjamin Fasciano was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
George is a previously registered financial advisor and started their career in finance in 1994. Prior to being barred, George had worked at 8 firms, which includes AMEREST SECURITIES INC., SMH CAPITAL ADVISORS LLC, SANDERS MORRIS LLC, HILLTOP SECURITIES INC., UBS FINANCIAL SERVICES INC., PRUDENTIAL EQUITY GROUP LLC, THE STAMFORD COMPANY INC., J.P. MORGAN SECURITIES LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2005 - June 24, 2005
AMEREST SECURITIES, INC.
February 11, 2005 - March 11, 2005
SMH CAPITAL ADVISORS LLC
April 30, 2004 - March 11, 2005
SANDERS MORRIS LLC
November 10, 2000 - April 20, 2004
HILLTOP SECURITIES INC.
October 11, 2000 - April 20, 2004
HILLTOP SECURITIES INC.
February 20, 1996 - November 30, 2000
UBS FINANCIAL SERVICES INC.
January 25, 1995 - February 22, 1996
PRUDENTIAL EQUITY GROUP, LLC
July 22, 1994 - August 29, 1994
THE STAMFORD COMPANY, INC.
May 24, 1994 - June 28, 1994
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
AMEREST SECURITIES, INC.
CRD#: 40201 / SEC#: , 8-49034
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
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