Florence M. Dupont
Professional summary
Florence Myriam Dupont, CFP®, who also goes by Florence Myriam Rosenblum, is a registered financial advisor currently at FINANCIAL DECISIONS, LLC located in New York, New York.
Florence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Florence has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Florence Myriam Dupont's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2005
Experience
November 13, 2018 - Present
FINANCIAL DECISIONS, LLC
Office #2: 780 Third Avenue 18th Floor, New York, NY 10017December 10, 2012 - October 17, 2014
FINANCIAL DECISIONS, LLC
February 4, 2002 - December 31, 2018
HORNOR, TOWNSEND & KENT, LLC
September 5, 1997 - December 20, 2001
HORNOR, TOWNSEND & KENT, LLC
April 17, 1996 - October 1, 1996
CANTELLA & CO., INC.
May 18, 1994 - May 9, 1995
R. L. RENCK & CO., INC.
Primary Firm SEC Registration
FINANCIAL DECISIONS, LLC
CRD#: 107755 / SEC#: 801-39858
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/30/2021)
(11/13/2018)
Exams
Current Firm
FINANCIAL DECISIONS, LLC
CRD#: 107755 / SEC#: 801-39858
Contact information
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 512 |
| AUM (Assets Under Management) | $ 327,661,532 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
