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GW

Gordon R. Watt

WALNUT CREEK CAPITAL ADVISORS
Atlanta, GA 30328
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CRD#: 2478652
GW

Professional summary


Gordon Richardson Watt III is a registered financial professional currently at WALNUT CREEK CAPITAL ADVISORS, LLC located in Atlanta, Georgia.

Gordon is registered as a RR (Registered Representative) and started their career in finance in 1994. Gordon has worked at 3 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Gordon Richardson Watt III's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 30, 2020 - Present

WALNUT CREEK CAPITAL ADVISORS, LLC

Office #1: 2100 Riveredge Parkway Suite 1230, Atlanta, GA 30328
BD
CRD#: 131856
Atlanta, GA
Past

July 27, 2001 - February 25, 2020

TRUIST SECURITIES, INC.

BD
CRD#: 6271
ATLANTA, GA
Past

May 18, 1994 - July 27, 2001

THE ROBINSON-HUMPHREY COMPANY, LLC

BD
CRD#: 723
ATLANTA, GA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(3/30/2020)

Exams


State Security Law Exam
RR
Series 63
Date: 6/14/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 9/15/2025
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 10/16/2025
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


WC
WALNUT CREEK CAPITAL ADVISORS, LLC
WALNUT CREEK CAPITAL ADVISORS, LLC

CRD#: 131856 / SEC#: , 8-66521

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information


Main Address
2100 Riveredge Pkwy Suite 1230, Atlanta, GA 30328
Mailing Address
2100 Riveredge Pkwy Suite 1230, Atlanta, GA 30328
Phone number
(678) 322-3000
Established
Georgia since 04/06/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)


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Documents


Direct owners and executive officers


NamePositionCRD#
ASCENT SECURITIES, LLCOWNER
WATT, GORDON RICHARDSON IIIPRESIDENT/CEO2478652
MASON, MICHAEL ANDREWOWNER2074980
SAMSON, EDWARD GREGORYFINOP2041321
WILLIAMS, JOHN RAYCCO1865081

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WALNUT CREEK CAPITAL ADVISORS, LLC

CRD#: 131856Atlanta, GA 30328

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