John G. Stevenson

PROFESSIONAL WEALTH MANAGEMENT SERVICES

STATESVILLE, NC 28677

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CRD#: 2478575

Professional summary

John Gregory Stevenson is a registered financial advisor currently at PROFESSIONAL WEALTH MANAGEMENT SERVICES LLC located in Statesville, North Carolina.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. John has worked at 6 firms and has passed the Series 66, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Gregory Stevenson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 17, 2009 - Present

PROFESSIONAL WEALTH MANAGEMENT SERVICES LLC

Office #1: 211 South Center Street Suite 417, Statesville, NC 28677

RIA

CRD#: 150266

STATESVILLE, NC

Past

March 11, 2011 - October 19, 2011

FORESTERS EQUITY SERVICES, INC.

CRD#: 18464

SAN DIEGO, CA

Past

March 17, 2005 - July 24, 2009

LPL FINANCIAL LLC

RIA

CRD#: 6413

RALEIGH, NC

Past

March 16, 2005 - September 21, 2009

LPL FINANCIAL LLC

CRD#: 6413

RALEIGH, NC

Past

April 9, 2003 - March 17, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

RALEIGH, NC

Past

March 13, 2003 - March 17, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

September 20, 1997 - December 3, 1998

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

August 5, 1994 - December 4, 1996

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

August 5, 1994 - December 3, 1998

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROFESSIONAL WEALTH MANAGEMENT SERVICES LLC

CRD#: 150266 / SEC#: 801-123592

RIA

Registered Investment Advisory firm - (4/1/2022 Approved)

North Carolina

Registered Investment Advisory firm - (4/20/2022 Terminated)

Texas

Registered Investment Advisory firm - (12/2/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(6/17/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/2/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/5/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/11/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/4/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/5/2005

General Securities Principal Examination

Current Firm

PROFESSIONAL WEALTH MANAGEMENT SERVICES LLC

CRD#: 150266 / SEC#: 801-123592

RIA

Registered Investment Advisory firm - (4/1/2022 Approved)

North Carolina

Registered Investment Advisory firm - (4/20/2022 Terminated)

Texas

Registered Investment Advisory firm - (12/2/2015 Terminated)

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Contact information

Main Address

211 South Center Street Suite 417, Statesville, NC 28677

Mailing Address

Phone number

(704) 872-0022

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A APPENDIX 1 WRAP FEE PROGRAM BROCHURE (1/30/2026)

PART 2B BROCHURE SUPPLEMENT JOHN STEVENSON (1/30/2026)

PART 2B BROCHURE SUPPLEMENT SHAWN FLEMING (1/30/2026)

FORM ADV PART 2A FIRM BROCHURE (1/30/2026)

Regulatory assets under management

Total Number of Accounts	171
AUM (Assets Under Management)	$ 136,154,234

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John G. Stevenson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Gregory Stevenson's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROFESSIONAL WEALTH MANAGEMENT SERVICES LLC

FORESTERS EQUITY SERVICES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

PROFESSIONAL WEALTH MANAGEMENT SERVICES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/2/2003

Series 63

Date: 7/5/1994

Series 7

Date: 3/11/2003

Series 6

Date: 8/4/1994

Series 24

Date: 5/5/2005

Current Firm

PROFESSIONAL WEALTH MANAGEMENT SERVICES LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROFESSIONAL WEALTH MANAGEMENT SERVICES LLC

TRUST BUT VERIFY

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